Xiaofan Li
Professional summary
Xiaofan Li, who also goes by Paul Li, is a registered financial professional currently at CTC, LLC located in Chicago, Illinois.
Xiaofan is registered as a RR (Registered Representative) and started their career in finance in 2012. Xiaofan has worked at 3 firms and has passed the Series 57TO, SIE, Series 56, Series 44, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Xiaofan Li's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2024 - Present
CTC, LLC
Office #1: 425 S. Financial Place 4th Floor, Chicago, IL 60605Office #2: 425 S. Financial Place 4th Floor, Chicago, IL 60605July 18, 2017 - June 7, 2023
CITADEL SECURITIES LLC
March 5, 2012 - January 3, 2017
OPTIVER US LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 56
Date: 11/5/2012
Proprietary Trader Qualification ExaminationSeries 44
Date: 5/8/2012
PCX Market Maker ExamCboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq BX, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
CTC, LLC
CRD#: 44597 / SEC#: , 8-50758
Contact information
Documents
Disclosures
| Regulatory Event | 18 |
Red Flags
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