Douglas E. Ott

ANDVARI ASSOCIATES LLC

Mcdonough, GA

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CRD#: 6036614

Professional summary

Douglas Ernest Ott II is a registered financial advisor currently at ANDVARI ASSOCIATES LLC located in Mcdonough, Georgia.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Douglas has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Ernest Ott II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 21, 2014 - Present

ANDVARI ASSOCIATES LLC

RIA

CRD#: 167315

Mcdonough, GA

Past

March 25, 2013 - December 31, 2013

ANDVARI ASSOCIATES LLC

RIA

CRD#: 167315

ATLANTA, GA

Past

May 17, 2012 - March 22, 2013

BANYAN CAPITAL MANAGEMENT, INC.

RIA

CRD#: 108123

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(1/21/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/16/2012

Uniform Investment Adviser Law Examination

Current Firm

ANDVARI ASSOCIATES LLC

ANDVARI ASSOCIATES LLC | ANDVARI ASSOCIATES, LLC

CRD#: 167315 / SEC#: 801-79129

Georgia

Registered Investment Advisory firm - (1/21/2014 Approved)

North Carolina

Registered Investment Advisory firm - (9/3/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Mcdonough, GA

Mailing Address

Phone number

(478) 718-0900

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	33
AUM (Assets Under Management)	$ 17,743,229

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Douglas E. Ott

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Ernest Ott II's CRS (Customer Relationship Summary).

Certified licenses

Experience

ANDVARI ASSOCIATES LLC

ANDVARI ASSOCIATES LLC

BANYAN CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/16/2012

Current Firm

ANDVARI ASSOCIATES LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ANDVARI ASSOCIATES LLC

TRUST BUT VERIFY

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