Paul Edward Dunn
Professional Summary
Paul Edward Dunn is a registered financial advisor currently at XMS CAPITAL PARTNERS, LLC located in Chicago, Illinois. Paul is registered as a RR (Registered Representative) and started their career in finance in 1979. Paul has worked at 18 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 39 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
47 years in the financial services industry
Current & Past Employments
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Current Firm
XMS CAPITAL PARTNERS, LLC
Contact Information
Main Address
321 N Clark Street Suite 2440, Chicago, IL 60654Mailing Address
321 N Clark Street Suite 2440, Chicago, IL 60654Phone Number
(312) 262-5642Established
Delaware since 09/22/2006Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (38 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/15/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 39 — Direct Participation Programs Principal Examination
Passed Apr 1983About the Series 39 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Paul Edward Dunn's CRS (Customer Relationship Summary).
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