Jun J. Huang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jun Jia Huang, who also goes by Edison Huang, was a registered financial professional .
Jun is a previously registered financial professional and started their career in finance in 2012. Jun had worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 2014 - October 6, 2015
TD AMERITRADE, INC.
October 10, 2014 - October 6, 2015
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
October 10, 2014 - October 6, 2015
TD AMERITRADE, INC.
September 25, 2012 - September 9, 2014
WELLS FARGO CLEARING SERVICES, LLC
September 25, 2012 - September 9, 2014
WELLS FARGO CLEARING SERVICES, LLC
April 30, 2012 - July 17, 2012
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
