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BK

Bryan L. Kobel

E.F. HUTTON & CO.
New York, NY
CRD#: 6035771
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BK
Bryan Leland KobelE.F. HUTTON & CO.

Professional summary


Bryan Leland Kobel, who also goes by Bryan L Kobel, is a registered financial professional currently at E.F. HUTTON & CO. LLC located in New York, New York.

Bryan is registered as a RR (Registered Representative) and started their career in finance in 2012. Bryan has worked at 6 firms and has passed the Series 63, Series 7TO, Series 82TO, Series 79TO, SIE, Series 7, Series 82 and Series 24 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Bryan L Kobel

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Bryan Leland Kobel's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 1, 2026 - Present

E.F. HUTTON & CO. LLC

BD
CRD#: 322687
New York, NY
Past

October 12, 2020 - August 9, 2021

D. BORAL CAPITAL

BD
CRD#: 103792
New York, NY
Past

January 24, 2020 - October 15, 2020

WORDEN CAPITAL MANAGEMENT LLC

BD
CRD#: 148366
New York, NY
Past

June 5, 2018 - January 27, 2020

AXIOM CAPITAL MANAGEMENT, INC.

BD
CRD#: 26580
New York, NY
Past

April 17, 2017 - June 4, 2018

R. F. LAFFERTY & CO., INC.

BD
CRD#: 2498
NEW YORK, NY
Past

August 13, 2012 - April 26, 2017

LAIDLAW & COMPANY (UK) LTD.

BD
CRD#: 119037
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 8/7/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/15/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 82TO
Date: 4/15/2024
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 79TO
Date: 2/2/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


EH
E.F. HUTTON & CO. LLC
E.F. HUTTON & CO. LLC | WH CAPITAL LLC

CRD#: 322687 / SEC#: , 8-70957

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
745 Fifth Avenue 34th Floor & Ph, New York, NY 10151
Mailing Address
745 Fifth Avenue 34th Floor & Ph, New York, NY 10151
Phone number
(212) 970-3700
Established
New Mexico since 06/29/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
E.F. HUTTON HOLDINGS LLCMEMBER
CRAPPS, WILLIAM HAYWOOD JRCO-CCO4189289
ONESTO, RICHARD ERNESTFINOP/PFO/POO2453096
RALLO, JOSEPH THOMASCEO5184862
ROHM, BRIANCO-CCO5328680
SWANSTON, DUNCAN BOSWELLPRESIDENT5402343

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


E.F. HUTTON & CO. LLC

CRD#: 322687New York, NY

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