Bruce F. Bradley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Francis Bradley was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1979. Bruce had worked at 5 firms and has passed the Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 1990 - November 27, 1990
DUNHILL EQUITIES, INC.
January 3, 1989 - June 14, 1990
GRUNTAL & CO., L.L.C.
August 20, 1987 - February 18, 1992
BRADLEY & COMPANY, INC.
July 2, 1984 - January 14, 1987
JOHNSTON, LEMON & CO. INCORPORATED
October 24, 1979 - July 2, 1984
LEGG MASON WOOD WALKER, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/11/1967
Registered Representative ExaminationCurrent Firm
DUNHILL EQUITIES, INC.
CRD#: 21822 / SEC#: , 8-39263
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
