MB
Mario J. Basilone
PALM WEALTH PARTNERS
Boca Raton, FL 33433
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CRD#: 6035458
MB
Professional summary
Mario Joseph Basilone is a registered financial advisor currently at PALM WEALTH PARTNERS located in Boca Raton, Florida.
Mario is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Mario has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) REAL ESTATE PROPERTY, OWNER, RENTAL, AT ADDISON POINTE CONDOMINIUM, SINCE 2/2018, APPROX 2 HR. MO., 2.) Insurance agent; insurance sales; investment related: No; Location: Boca Raton, FL; Description of the business: Separately licensed as an independent insurance agent. Commissions may be paid for insurance transactions; Responsibilities Duties: insurance sales; Start date with business: 2023-01-09; Hours per month devoted to business during trading hours: 2; Hours per month devoted to business outside trading hours: 2; 3.) Basilone Enterprises LLC; Owner; non-investment related; 10832 Tea Olive Lane Boca Raton FL 33498 USA; LLC has an ownership interest in Palm Wealth Partner; Start Date: 2023-02-20; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0;
CRS (Client Relationship Summary) - RIA
Click below to view Mario Joseph Basilone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 19, 2024 - Present
PALM WEALTH PARTNERS
Office #1: 7100 W Camino Real Ste 302-1/44, Boca Raton, FL 33433RIA
CRD#: 323361
Boca Raton, FL
Past
November 2, 2022 - August 7, 2024
EATON FINANCIAL GROUP
RIA
CRD#: 316323
BOCA RATON, FL
Past
September 25, 2012 - November 4, 2022
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
BOCA RATON, FL
Past
September 14, 2012 - November 4, 2022
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
BOCA RATON, FL
Past
May 7, 2012 - September 12, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
DEERFIELD BEACH, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PALM WEALTH PARTNERS
INVESTMENT ADVISORY SERVICES GROUP LLC | PALM WEALTH PARTNERS
CRD#: 323361 / SEC#: 801-131285
RIA
Registered Investment Advisory firm - (10/17/2024 Approved)Florida
Registered Investment Advisory firm - (10/18/2024 Terminated)Texas
Registered Investment Advisory firm - (10/18/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(3/19/2024)
IAR
Texas(7/5/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
PW
PALM WEALTH PARTNERS
INVESTMENT ADVISORY SERVICES GROUP LLC | PALM WEALTH PARTNERS
CRD#: 323361 / SEC#: 801-131285
RIA
Registered Investment Advisory firm - (10/17/2024 Approved)Florida
Registered Investment Advisory firm - (10/18/2024 Terminated)Texas
Registered Investment Advisory firm - (10/18/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7100 W Camino Real Ste 302-1/44, Boca Raton, FL 33433
Mailing Address
Phone number
(954) 632-2555
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,066 |
| AUM (Assets Under Management) | $ 132,073,268 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PALM WEALTH PARTNERS
CRD#: 323361Boca Raton, FL 33433TRUST BUT VERIFY
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