John L. Worst
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Lawrence Worst was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1978. John had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7, Series 28, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2010 - December 31, 2016
ROYAL ADVISORS, LLC
October 31, 2003 - January 13, 2017
ROYAL SECURITIES COMPANY
December 27, 1984 - June 23, 1999
KENT KING SECURITIES CO., INC.
March 23, 1979 - October 31, 2003
KENT KING SECURITIES CO., INC.
December 17, 1978 - May 1, 1980
MULLER AND COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/23/2000
Limited Representative-Equity Trader ExamSeries 28
Date: 10/31/2000
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
ROYAL ADVISORS, LLC
CRD#: 145006 / SEC#: 801-71049
Contact information
Red Flags
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