Beliveau Bays
Professional summary
Beliveau Bays was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Beliveau is a previously registered financial professional and started their career in finance in 2012. Prior to being barred, Beliveau had worked at 4 firms, which includes TCFG WEALTH MANAGEMENT LLC, LPL FINANCIAL LLC, WOODBURY FINANCIAL SERVICES INC., MERRILL LYNCH PIERCE FENNER & SMITH INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2021 - October 23, 2021
TCFG WEALTH MANAGEMENT, LLC
July 16, 2019 - March 12, 2021
LPL FINANCIAL LLC
July 15, 2019 - July 15, 2019
LPL FINANCIAL LLC
July 15, 2019 - March 12, 2021
LPL FINANCIAL LLC
December 19, 2016 - July 17, 2019
WOODBURY FINANCIAL SERVICES, INC.
October 24, 2016 - July 17, 2019
WOODBURY FINANCIAL SERVICES, INC.
August 31, 2012 - March 24, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 30, 2012 - March 24, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 15, 2012 - June 20, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
TCFG WEALTH MANAGEMENT, LLC
CRD#: 164153 / SEC#: , 8-69089
Contact information
FINRA licenses (48 States and Territories)
Disclosures
| Civil Event | 1 |
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