JK
John J. Kinsella
T.R. WINSTON & COMPANY
Bedminster, NJ 07921-2613
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CRD#: 6034859
JK
Professional summary
John Joseph Kinsella, who also goes by John Joseph Kinsella IV, is a registered financial professional currently at T.R. WINSTON & COMPANY, LLC located in Bedminster, New Jersey.
John is registered as a RR (Registered Representative) and started their career in finance in 2018. John has worked at 7 firms and has passed the Series 66, Series 79TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
John Joseph Kinsella Iv
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view John Joseph Kinsella's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 29, 2025 - Present
T.R. WINSTON & COMPANY, LLC
Office #1: 376 Main Street, Bedminster, NJ 07921-2613BD
CRD#: 10571
Bedminster, NJ
Past
January 7, 2025 - April 28, 2025
MM GLOBAL SECURITIES, INC.
BD
CRD#: 2509
NEW YORK, NY
Past
June 20, 2023 - July 22, 2024
CATHAY SECURITIES, INC.
BD
CRD#: 21821
NEW YORK, NY
Past
December 5, 2022 - December 21, 2022
SPARTAN CAPITAL SECURITIES, LLC
BD
CRD#: 146251
NEW YORK, NY
Past
January 5, 2021 - June 21, 2022
THINKEQUITY LLC
BD
CRD#: 20996
New York, NY
Past
March 13, 2019 - April 10, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Mineola, NY
Past
March 13, 2019 - April 10, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Mineola, NY
Past
July 6, 2018 - July 31, 2018
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
NEW YORK, NY
Past
May 30, 2018 - July 31, 2018
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/29/2025)
RR
Alaska(4/29/2025)
RR
Arizona(4/29/2025)
RR
Arkansas(4/29/2025)
RR
California(4/29/2025)
RR
Colorado(4/29/2025)
RR
Connecticut(4/29/2025)
RR
Delaware(4/29/2025)
RR
District of Columbia(4/29/2025)
RR
Florida(4/29/2025)
RR
Georgia(4/29/2025)
RR
Hawaii(4/29/2025)
RR
Idaho(4/29/2025)
RR
Illinois(4/29/2025)
RR
Indiana(4/29/2025)
RR
Iowa(4/29/2025)
RR
Kansas(4/29/2025)
RR
Kentucky(4/29/2025)
RR
Louisiana(4/29/2025)
RR
Maine(4/29/2025)
RR
Maryland(4/29/2025)
RR
Massachusetts(4/29/2025)
RR
Michigan(4/29/2025)
RR
Minnesota(4/29/2025)
RR
Mississippi(4/29/2025)
RR
Missouri(4/29/2025)
RR
Montana(4/29/2025)
RR
Nebraska(4/29/2025)
RR
Nevada(4/29/2025)
RR
New Hampshire(4/29/2025)
RR
New Jersey(4/29/2025)
RR
New Mexico(4/29/2025)
RR
New York(4/29/2025)
RR
North Carolina(4/29/2025)
RR
North Dakota(4/29/2025)
RR
Ohio(4/30/2025)
RR
Oklahoma(4/29/2025)
RR
Oregon(4/29/2025)
RR
Pennsylvania(4/29/2025)
RR
Rhode Island(4/29/2025)
RR
South Carolina(4/29/2025)
RR
South Dakota(4/29/2025)
RR
Tennessee(4/29/2025)
RR
Texas(4/29/2025)
RR
Utah(4/29/2025)
RR
Vermont(4/29/2025)
RR
Virginia(4/29/2025)
RR
Washington(4/29/2025)
RR
West Virginia(4/29/2025)
RR
Wisconsin(4/29/2025)
RR
Wyoming(4/29/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 12/18/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
TW
T.R. WINSTON & COMPANY, LLC
T.R. WINSTON & COMPANY, INC. | T.R. WINSTON & COMPANY, LLC
CRD#: 10571 / SEC#: , 8-27519
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
376 Main Street, Bedminster, NJ 07921-2613
Mailing Address
P.o. Box 74 376 Main Street, Bedminster, NJ 07921
Phone number
(908) 234-0300
Established
Delaware since 08/18/2003
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RUNNELS, G TYLER | DIRECTOR, CHAIRMAN AND CEO | 1415264 |
| KANG, KAREN | EXECUTIVE VICE PRESIDENT AND ROSFP | 4367718 |
| CRISWELL, JEFFREY LENOX SR | VICE PRESIDENT, SECRETARY, CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 2121440 |
| HEMEDES, STEPHEN NATHANIEL | MUNICIPAL PRINCIPAL AND HEAD TRADER | 6870830 |
| SANCIO, GALE ANN | ASSISTANT SECRETARY, ROSFP | 1121258 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
