Christopher R. Morgan

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CRD#: 6034806

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher Rolland Morgan was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 2012. Christopher had worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Masterworks; investment related; New York, NY; start date as noted in the employment section; 160 hours all during trading hours; Duties art securities sales.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 2, 2024 - June 18, 2025

ALLIO ADVISORS

RIA

CRD#: 317938

Brooklyn, NY

Past

January 25, 2024 - June 18, 2025

ALLIO MARKETS, LLC

CRD#: 318268

SEATTLE, WA

Past

June 23, 2023 - August 15, 2023

MASTERWORKS ADVISERS, LLC

RIA

CRD#: 324239

NEW YORK, NY

Past

April 13, 2022 - June 29, 2023

ARETE WEALTH ADVISORS, LLC

RIA

CRD#: 145488

New York, NY

Past

April 10, 2022 - December 31, 2022

ARETE WEALTH MANAGEMENT, LLC

CRD#: 44856

New York, NY

Past

June 11, 2012 - June 3, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

TULSA, OK

Past

May 2, 2012 - June 3, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

TULSA, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLIO ADVISORS

ALLIO ADVISERS | ALLIO ADVISORS LLC | ALLIO ADVISORS | ALLIO ADVISERS LLC

CRD#: 317938 / SEC#: 801-123065

RIA

Registered Investment Advisory firm - (2/8/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/14/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 4/9/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/20/2022

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/1/2012

General Securities Representative Examination

Current Firm

ALLIO ADVISORS

ALLIO ADVISERS | ALLIO ADVISORS LLC | ALLIO ADVISORS | ALLIO ADVISERS LLC

CRD#: 317938 / SEC#: 801-123065

RIA

Registered Investment Advisory firm - (2/8/2022 Approved)

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Contact information

Main Address

107 Spring Street 3039a, Seattle, WA 98104

Mailing Address

Phone number

(888) 969-4932

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALLIO ADVISORS PART 2A SEPT 2025 (10/3/2025)

Regulatory assets under management

Total Number of Accounts	472
AUM (Assets Under Management)	$ 556,892

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher R. Morgan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALLIO MARKETS, LLC

MASTERWORKS ADVISERS, LLC

ARETE WEALTH ADVISORS, LLC

ARETE WEALTH MANAGEMENT, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ALLIO ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 3/14/2022

Series 7TO

Date: 4/9/2022

SIE

Date: 1/20/2022

Series 7

Date: 5/1/2012

Current Firm

ALLIO ADVISORS

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLIO ADVISORS

TRUST BUT VERIFY

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