Charles W. King

CREATIVE RESOURCES INVESTMENT ADVISORS LLC

Austin, TX

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CRD#: 6034795

Professional summary

Charles Wayne King, who also goes by Charles W King, Charles Wayne King Jr., Charles Wayne King Jr, Charles Wayne King, is a registered financial advisor currently at CREATIVE RESOURCES INVESTMENT ADVISORS LLC located in Austin, Texas.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Charles has worked at 12 firms and has passed the Series 65, Series 63, Series 22TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles W King | Charles Wayne King Jr. | Charles Wayne King Jr | Charles Wayne King

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Wayne King's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 30, 2024 - Present

CREATIVE RESOURCES INVESTMENT ADVISORS LLC

RIA

CRD#: 110484

Austin, TX

Past

May 5, 2022 - May 10, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

AUSTIN, TX

Past

May 5, 2022 - May 10, 2024

LPL FINANCIAL LLC

CRD#: 6413

AUSTIN, TX

Past

August 20, 2020 - March 2, 2022

WHITE ASPEN CAPITAL LLC

RIA

CRD#: 308370

DALLAS, TX

Past

May 29, 2020 - August 14, 2020

ASCENDANT ALTERNATIVE STRATEGIES, LLC

CRD#: 283881

Austin, TX

Past

September 24, 2018 - May 29, 2020

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

AUSTIN, TX

Past

August 30, 2018 - May 29, 2020

PARK AVENUE SECURITIES LLC

CRD#: 46173

AUSTIN, TX

Past

January 15, 2018 - May 9, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

AUSTIN, TX

Past

January 8, 2018 - May 9, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

AUSTIN, TX

Past

June 5, 2017 - November 29, 2017

EDWARD JONES

RIA

CRD#: 250

ROUND ROCK, TX

Past

June 2, 2017 - November 29, 2017

EDWARD JONES

CRD#: 250

ROUND ROCK, TX

Past

January 21, 2016 - June 2, 2017

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

San Angelo, TX

Past

January 19, 2016 - June 2, 2017

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

San Angelo, TX

Past

September 16, 2013 - March 21, 2014

MORGAN STANLEY

RIA

CRD#: 149777

SAN ANTONIO, TX

Past

June 24, 2013 - March 21, 2014

MORGAN STANLEY

CRD#: 149777

SAN ANTONIO, TX

Past

March 6, 2013 - June 26, 2013

DBA THE DELTA COMPANY

CRD#: 120187

SAN ANTONIO, TX

Past

November 13, 2012 - March 4, 2013

TEXAS SECURITIES, INC.

CRD#: 120148

CARROLLTON, TX

Past

May 15, 2012 - August 27, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW ORLEANS, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/3/2024)

IAR

Texas
(4/30/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/14/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/7/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22TO

Date: 1/2/2023

Direct Participation Programs Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/14/2012

General Securities Representative Examination

Current Firm

CREATIVE RESOURCES INVESTMENT ADVISORS LLC

CREATIVE RESOURCES INVESTMENT ADVISORS LLC | CREATIVE RESOURCES INVESTMENT ADVISORS, LLC

CRD#: 110484 / SEC#: 801-55177

RIA

Registered Investment Advisory firm - (6/27/2012 Terminated)

California

Registered Investment Advisory firm - (8/30/2024 Approved)

Connecticut

Registered Investment Advisory firm - (2/9/2021 Terminated)

Florida

Registered Investment Advisory firm - (6/9/2015 Approved)

Illinois

Registered Investment Advisory firm - (5/13/2015 Approved)

Massachusetts

Registered Investment Advisory firm - (3/17/2015 Approved)

Missouri

Registered Investment Advisory firm - (9/21/2022 Approved)

New Hampshire

Registered Investment Advisory firm - (6/27/2012 Approved)

Rhode Island

Registered Investment Advisory firm - (2/24/2015 Approved)

Texas

Registered Investment Advisory firm - (2/26/2015 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

#1003 4000 Chapel View Blvd Suite 300, Cranston, RI 02920

Mailing Address

Phone number

(401) 738-0070

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	66
AUM (Assets Under Management)	$ 19,093,486

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Charles W. King

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Wayne King's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WHITE ASPEN CAPITAL LLC

ASCENDANT ALTERNATIVE STRATEGIES, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

EDWARD JONES

EDWARD JONES

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

MORGAN STANLEY

MORGAN STANLEY

DBA THE DELTA COMPANY

TEXAS SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 65

Date: 9/14/2013

Series 63

Date: 12/7/2012

Series 22TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/14/2012

Current Firm

CREATIVE RESOURCES INVESTMENT ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CREATIVE RESOURCES INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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