AS
Andrea L. Seelhammer
THRIVENT INVESTMENT MANAGEMENT
Wadena, MN 56482
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CRD#: 6034790
AS
Professional summary
Andrea Lynn Seelhammer, who also goes by Annie Lynn Seelhammer, Andrea Lynn Stoltenberg, Annie Lynn Stoltenberg, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Wadena, Minnesota.
Andrea is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Andrea has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Annie Lynn Seelhammer | Andrea Lynn Stoltenberg | Annie Lynn Stoltenberg
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OWNER,ALONG WITH MY HUSBAND, OF A SMALL FARM OPERATION THAT STARTED IN AUGUST 2006 AND IS MANAGED OUTSIDE OF TRADING HOURS. ADDRESS SAME AS HOME: 57463 270TH ST DEER CREEK, MN 56527. HOURS: WEEKENDS AND AFTER 5PM. HOURS/MONTH: APPROX. 10 (CAN INCREASE/DECREASE BY SEASON). DUTIES INCLUDE MAINTAINING HERD RECORDS (VET, CALVING) FEEDING CATTLE AND MANAGING PASTURE ROTATION, BAILING AND STORING HAY. WADENA DEER CREEK TRAP SHOOTING CLUB POSITION: Board Member NATURE: Non-profit 501c3 approved club promoting firearm safety, while educating about the sport of trap shooting. There is a high school trap shooting team affiliated with the Club. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/03/2017 ADDRESS: 600 Colfax Ave SW, Wadena MN 56482, United States DESCRIPTION: I am a board member, who with voting rights to changes in the club. I am not involved with the actual operation of the trap shooting team. COMMERCIAL BUILDING POSITION: Owner NATURE: Commercial office building rental space. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2020 ADDRESS: 13 Colfax Ave SE, Wadena MN 56482, United States DESCRIPTION: Owner/Landlord duties and maintenance. WADENA ROTARY CLUB POSITION: Board Member NATURE: We are a local chapter Rotary club. I am a regular Rotarian as well as a board member. In July 2023 I was installed as the club President for the term of one year. Presidential duties include leading the weekly meetings, board meetings, and being a contact for anyone who wishes to get in touch with our club. Our club dues and fundraiser proceeds are donated to various non-profit organizations (including Rotary International) and our scholarship funds. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 07/01/2023 ADDRESS: PO Box 533, Wadena MN 56482, United States DESCRIPTION: As a board member, we vote on several things: adding or dropping members, details of fundraising events, approvingor denying donation requests from other non-profits, etc. No specific finance or investment advice is given or discussed.
CRS (Client Relationship Summary) - RIA
Click below to view Andrea Lynn Seelhammer's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Andrea Lynn Seelhammer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 18, 2013 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 13 Colfax Ave Se, Wadena, MN 56482RIA
BD
CRD#: 18387
Wadena, MN
Current
August 3, 2012 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 13 Colfax Ave Se, Wadena, MN 56482RIA
BD
CRD#: 18387
Wadena, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Minnesota(8/23/2012)
IAR
Minnesota(11/18/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
