Milind Pasari

SURYA CAPITAL

IRVINE, CA 92606

Some features on this profile are disabled

CRD#: 6034352

Professional summary

Milind Pasari, CFP®, CPWA® is a registered financial advisor currently at SURYA CAPITAL, LLC located in Irvine, California.

Milind is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Milind has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Pasari CPA PC - Accounting and Tax practice at 3151 Airway Avenue, Bldg R, Costa Mesa CA 92626 100% owner of Pasari CPA PC

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Milind Pasari's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

CPWA^®

Certified Private Wealth Advisor

Start date: 2016-09-27

Expire date: 2024-08-31

Experience

Current

April 23, 2012 - Present

SURYA CAPITAL, LLC

Office #1: 10 Corporate Park, Suite 120, Irvine, CA 92606

RIA

CRD#: 161105

IRVINE, CA

Past

June 28, 2017 - August 10, 2018

KFICO, LLC REGISTERED INVESTMENT ADVISOR

RIA

CRD#: 155673

Tustin, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/23/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/27/2010

Uniform Investment Adviser Law Examination

Current Firm

SURYA CAPITAL, LLC

NINE CAPITAL, LLC | SURYA CAPITAL, LLC

CRD#: 161105 / SEC#:

California

Registered Investment Advisory firm - (4/23/2012 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10 Corporate Park, Suite 120, Irvine, CA 92606

Mailing Address

Phone number

(714) 437-1288

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	34
AUM (Assets Under Management)	$ 22,189,965

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Barton Pearce

PARK AVENUE SECURITIES LLC

IAR

IRVINE, CA

Ryan Gallo

LPL FINANCIAL LLC

IAR

FULLERTON, CA

Michael Jensen

FALCON WEALTH PLANNING, INC.

IAR

Irvine, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Milind Pasari

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Milind Pasari's CRS (Customer Relationship Summary).

Certified licenses

Experience

SURYA CAPITAL, LLC

KFICO, LLC REGISTERED INVESTMENT ADVISOR

State Registrations and Notice Filings

Exams

Series 65

Date: 8/27/2010

Current Firm

SURYA CAPITAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SURYA CAPITAL, LLC

TRUST BUT VERIFY

Similar Advisors