Brandon C. Drespling

TRIUMPH CAPITAL MANAGEMENT

Denver, CO 80202

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CRD#: 6034259

Professional summary

Brandon Carl Drespling is a registered financial advisor currently at TRIUMPH CAPITAL MANAGEMENT located in Denver, Colorado.

Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Brandon has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Triumph Capital Management. Since 02/2016. 1610 Wynkoop Street, Suite 550, Denver, CO 80202. Chief Compliance Officer. 160 hours per month spent on this activity, 160 hours during trading hours. Act as the Chief Compliance Officer for the firm. (2) Triumph Capital, LLC. Since 07/2022. 1610 Wynkoop Street, Suite 550, Denver, CO 80202. Life Insurance agent. Life Insurance sales based on client goals, objectives, and insurance needs. Less than 5 hours per month spent on this activity. (3) Triumph Capital Foundation. Since 11/2022. 1610 Wynkoop Street, Suite 550, Denver, CO 80202. Board of Directors and Treasurer. Nonprofit organization where he provides oversight and manages the financials of the foundation. Less than 5 hours per month spent on this activity. (4) Drespling Capital Management, LLC. Since 03/2024. 1610 Wynkoop Street, Suite 550, Denver, CO 80202. Owner. LLC created for tax planning purposes. Less than 1 hour per month spent on this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Carl Drespling's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 19, 2016 - Present

TRIUMPH CAPITAL MANAGEMENT

Office #1: 1610 Wynkoop Street, Suite 550, Denver, CO 80202

RIA

CRD#: 282814

Denver, CO

Past

September 20, 2019 - February 10, 2020

CETERA WEALTH SERVICES, LLC

CRD#: 13572

Denver, CO

Past

October 2, 2015 - January 29, 2019

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

Denver, CO

Past

August 31, 2015 - September 20, 2019

SUMMIT BROKERAGE SERVICES, INC.

CRD#: 34643

Denver, CO

Past

October 18, 2013 - December 31, 2015

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 124446

DENVER, CO

Past

December 18, 2012 - September 29, 2015

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRIUMPH CAPITAL MANAGEMENT

TRIUMPH CAPITAL | TRIUMPH CAPITAL MANAGEMENT

CRD#: 282814 / SEC#: 801-107312

RIA

Registered Investment Advisory firm - (2/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(2/19/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/14/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/17/2012

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/17/2014

General Securities Principal Examination

Current Firm

TRIUMPH CAPITAL MANAGEMENT

TRIUMPH CAPITAL | TRIUMPH CAPITAL MANAGEMENT

CRD#: 282814 / SEC#: 801-107312

RIA

Registered Investment Advisory firm - (2/18/2016 Approved)

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Contact information

Main Address

1610 Wynkoop Street, Suite 550, Denver, CO 80202

Mailing Address

Phone number

(720) 399-5555

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TRIUMPH CAPITAL MANAGEMENT ADV PART 2A BROCHURE (8/25/2025)

TRIUMPH CAPITAL MANAGEMENT WRAP FEE BROCHURE (8/25/2025)

Regulatory assets under management

Total Number of Accounts	3,605
AUM (Assets Under Management)	$ 529,969,949

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brandon C. Drespling

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brandon Carl Drespling's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA INVESTMENT ADVISERS LLC

SUMMIT BROKERAGE SERVICES, INC.

J P TURNER & COMPANY CAPITAL MANAGEMENT, LLC

J.P. TURNER & COMPANY, L.L.C.

Primary Firm SEC Registration

TRIUMPH CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 10/14/2013

SIE

Date: 10/1/2018

Series 7

Date: 12/17/2012

Series 24

Date: 3/17/2014

Current Firm

TRIUMPH CAPITAL MANAGEMENT

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRIUMPH CAPITAL MANAGEMENT

TRUST BUT VERIFY

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