Samantha A. Mchenry
Professional summary
Samantha Ann Mchenry, who also goes by Samantha Ann Kelley, is a registered financial professional currently at CADARET, GRANT & CO., INC. located in Syracuse, New York.
Samantha is registered as a RR (Registered Representative) and started their career in finance in 2017. Samantha has worked at 1 firm and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 27, 2017 - Present
CADARET, GRANT & CO., INC.
Office #1: 100 Madison Street Suite 1300, Syracuse, NY 13202State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
CADARET, GRANT & CO., INC.
CRD#: 10641 / SEC#: 801-42709, 8-27844
Contact information
FINRA licenses (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 25,442 |
| AUM (Assets Under Management) | $ 7,671,069,034 |
Disclosures
| Regulatory Event | 17 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/14/2024 | ||
| 01/10/2024 | ||
| 12/14/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
CADARET, GRANT & CO., INC.
CRD#: 10641Syracuse, NY 13202TRUST BUT VERIFY
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