Daniel P. Westfall
Professional summary
Daniel Paul Westfall, CFP® is a registered financial advisor currently at CLIENT FOCUSED FINANCIAL located in Saint Petersburg, Florida.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Daniel has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 62 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Paul Westfall's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2016
Experience
November 13, 2017 - Present
CLIENT FOCUSED FINANCIAL
Office #1: 200 Central Ave 4th Floor 4th Floor, Saint Petersburg, FL 33701October 16, 2017 - September 24, 2018
TRIAD ADVISORS LLC
September 11, 2013 - October 2, 2017
NEXT FINANCIAL GROUP, INC.
September 11, 2013 - October 2, 2017
NEXT FINANCIAL GROUP, INC.
November 12, 2012 - August 8, 2013
PFS INVESTMENTS INC.
March 2, 2012 - August 8, 2013
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/28/2019)
(6/5/2018)
(11/17/2017)
(11/13/2017)
Exams
Series 62
Date: 3/5/2014
Corporate Securities Limited Representative ExaminationCurrent Firm
CLIENT FOCUSED FINANCIAL
CRD#: 289929 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 234 |
| AUM (Assets Under Management) | $ 54,869,308 |
Red Flags
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