Daniel Paul Westfall
CFP®Professional Summary
Daniel Paul Westfall, CFP® is a registered financial advisor currently at CLIENT FOCUSED FINANCIAL located in Saint Petersburg, Florida. Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Daniel has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 62 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
CALTON & ASSOCIATES, INC.
J.W. COLE FINANCIAL, INC.
CHARLES SCHWAB & CO., INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
CALTON & ASSOCIATES, INC.
J.W. COLE FINANCIAL, INC.
CHARLES SCHWAB & CO., INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
CALTON & ASSOCIATES, INC.
J.W. COLE FINANCIAL, INC.
CHARLES SCHWAB & CO., INC.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
CALTON & ASSOCIATES, INC.
J.W. COLE FINANCIAL, INC.
CHARLES SCHWAB & CO., INC.
Credentials
Years of Experience
14 years in the financial services industry
Current & Past Employments
Similar Advisors
CALTON & ASSOCIATES, INC.
J.W. COLE FINANCIAL, INC.
CHARLES SCHWAB & CO., INC.
Current Firm
CLIENT FOCUSED FINANCIAL | CLIENT FOCUSED FINANCIAL, LLC
Contact Information
Main Address
200 Central Ave 4th Floor 4th Floor, Saint Petersburg, FL 33701Phone Number
(609) 439-1687# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
263AUM (Assets Under Management)
$69,537,937Similar Advisors
CALTON & ASSOCIATES, INC.
J.W. COLE FINANCIAL, INC.
CHARLES SCHWAB & CO., INC.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
CALTON & ASSOCIATES, INC.
J.W. COLE FINANCIAL, INC.
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
(8/28/2019)
(6/5/2018)
(11/17/2017)
(11/13/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 62 — Corporate Securities Limited Representative Examination
Passed Mar 2014Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 2012About the Series 6 examSimilar Advisors
CALTON & ASSOCIATES, INC.
J.W. COLE FINANCIAL, INC.
CHARLES SCHWAB & CO., INC.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Paul Westfall's CRS (Customer Relationship Summary).
Similar Advisors
CALTON & ASSOCIATES, INC.
J.W. COLE FINANCIAL, INC.
CHARLES SCHWAB & CO., INC.
