William R. Schriber
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William R Schriber, who also goes by Bill Schriber, William Richard Schriber, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1978. William had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 5, Series 40 and F04 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2022 - February 5, 2025
SP SECURITIES LLC
June 27, 2011 - April 6, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 31, 2011 - April 6, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 11, 2002 - March 12, 2009
CITIGROUP GLOBAL MARKETS INC.
May 5, 1993 - January 20, 1994
RAUSCHER PIERCE REFSNES, INC.
November 21, 1983 - October 15, 1984
LEHMAN BROTHERS INC.
May 11, 1981 - March 8, 1982
SCHNEIDER, BERNET & HICKMAN, INC.
April 30, 1979 - May 24, 1981
LEHMAN BROTHERS INC.
June 23, 1978 - June 3, 1979
LOEB PARTNERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/5/1981
Interest Rate Options ExaminationSeries 40
Date: 2/10/1978
Registered Principal ExaminationF04
Date: 2/7/1978
Financial Principal ExaminationCurrent Firm
SP SECURITIES LLC
CRD#: 130560 / SEC#: , 8-66360
Contact information
FINRA licenses (15 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAGE PARTNERS LTD. | SOLE MEMBER | |
| BINET, TODD M. | MANAGER, REGISTERED PRINCIPAL | |
| MILLER, DAVID SUTTON | MANAGER, REGISTERED PRINCIPAL | 2097046 |
| MORIN, PETER B. | MANAGER, REGISTERED PRINCIPAL | |
| WALTON, H. STEVEN | MANAGER, REGISTERED PRINCIPAL | |
| WILSON, WILLIAM HOWARD JR | MANAGER, REGISTERED PRINCIPAL, AML PRINCIPAL | |
| WILSON, WILLIAM HOWARD JR | DESIGNATED PRINCIPAL, FINOP, CHIEF COMPLIANCE OFFICER | 1430161 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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