Michael L. Mcguire
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Lawrence Mcguire, who also goes by Michael Mcguire, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2015. Michael had worked at 2 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2018 - April 12, 2023
PANTHEON SECURITIES, LLC
December 8, 2015 - March 27, 2018
NEUBERGER BERMAN BD LLC
September 25, 2015 - March 27, 2018
NEUBERGER BERMAN BD LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
PANTHEON SECURITIES, LLC
CRD#: 285480 / SEC#: , 8-69844
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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