Griffin K. Kalepp

COMPOUND WEALTH, ADVISORY AND TAX LLC

BLACK EARTH, WI

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CRD#: 6033428

Professional summary

Griffin K Kalepp, CFP® is a registered financial advisor currently at COMPOUND WEALTH, ADVISORY AND TAX LLC located in Black Earth, Wisconsin.

Griffin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Griffin has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. President / Owner; Strictly Sonny, LLC; 4009 Red Hawk Run, Black Earth WI, 53515; Since 05/09/2020; Approximately 8 hours spent per month 2. Insurance Sales; same address; Non-investment related; Approximately 10% of time during the month 3. SSM Health St. Clare Hospital; Not Investment Related; 707 14th St, Baraboo, WI. 53913; Board Member; 5/3/2023; Approximately 1 hours spent per month 4. JAG Property Group, LLC; Not Investment Related;4009 Red Hawk Run, Black Earth, WI. 53515; Real Estate; Partner; 3/3/2024; Approximately 30 hours spent per month; Rental real estate management

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Griffin K Kalepp's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

August 6, 2025 - Present

COMPOUND WEALTH, ADVISORY AND TAX LLC

RIA

CRD#: 337358

BLACK EARTH, WI

Past

December 2, 2021 - August 5, 2025

MBE WEALTH MANAGEMENT, LLC

RIA

CRD#: 165516

Baraboo, WI

Past

September 27, 2018 - December 9, 2021

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

Madison, WI

Past

July 24, 2018 - December 9, 2021

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

Madison, WI

Past

February 25, 2015 - June 25, 2018

WEA INVESTMENT SERVICES, INC.

CRD#: 126907

MADISON, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(8/6/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/26/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/8/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/8/2018

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/25/2015

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COMPOUND WEALTH, ADVISORY AND TAX LLC

CRD#: 337358 / SEC#:

Wisconsin

Registered Investment Advisory firm - (7/28/2025 Approved)

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Contact information

Main Address

525 Junction Rd Suite 6500, Madison, WI 53717

Mailing Address

Phone number

(608) 438-1617

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Griffin K. Kalepp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Griffin K Kalepp's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPOUND WEALTH, ADVISORY AND TAX LLC

MBE WEALTH MANAGEMENT, LLC

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

WEA INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/26/2018

Series 63

Date: 5/8/2015

SIE

Date: 10/1/2018

Series 7

Date: 8/8/2018

Series 6

Date: 2/25/2015

Current Firm

COMPOUND WEALTH, ADVISORY AND TAX LLC

Contact information

Documents

Red Flags

Company Information

COMPOUND WEALTH, ADVISORY AND TAX LLC

TRUST BUT VERIFY

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