Valeria Silva
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Valeria Silva, AIF®, who also goes by Valeria Paulinelli Araujo Silva, Valeria Silva, was a registered financial professional .
Valeria is a previously registered financial professional and started their career in finance in 2012. Valeria had worked at 11 firms and has passed the Series 66, Series 6TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 4, 2023 - June 2, 2023
PNC WEALTH MANAGEMENT LLC
May 3, 2023 - June 2, 2023
PNC WEALTH MANAGEMENT LLC
September 2, 2022 - May 5, 2023
BANCWEST INVESTMENT SERVICES, INC.
September 1, 2022 - May 5, 2023
BANCWEST INVESTMENT SERVICES, INC.
June 9, 2020 - September 8, 2022
LPL FINANCIAL LLC
June 8, 2020 - September 8, 2022
LPL FINANCIAL LLC
August 23, 2018 - August 2, 2019
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
August 20, 2018 - August 2, 2019
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 28, 2018 - June 5, 2020
RAYMOND JAMES & ASSOCIATES, INC.
June 27, 2018 - June 5, 2020
RAYMOND JAMES & ASSOCIATES, INC.
July 14, 2017 - June 15, 2018
HARRISDIRECT LLC
July 12, 2017 - June 15, 2018
E*TRADE SECURITIES LLC
March 24, 2017 - June 23, 2017
WELLS FARGO CLEARING SERVICES, LLC
March 6, 2013 - February 3, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 30, 2013 - February 3, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 21, 2012 - September 11, 2012
MORGAN STANLEY
April 23, 2012 - September 11, 2012
MORGAN STANLEY
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
