Amy E. Anderson

BF/ANDERSON

BATON ROUGE, LA 70808

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CRD#: 6032977

Professional summary

Amy Engel Anderson, who also goes by Amy Engel Anderson, Amy Anderson Butera, is a registered financial advisor currently at BF/ANDERSON located in Baton Rouge, Louisiana.

Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Amy has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Amy Engel Anderson | Amy Anderson Butera

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Engel Anderson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 24, 2013 - Present

BF/ANDERSON

Office #1: 2237 South Acadian Thruway Suite 605, Baton Rouge, LA 70808

RIA

CRD#: 109050

BATON ROUGE, LA

Past

October 22, 2012 - November 27, 2013

PURCELL ADVISORY SERVICES, LLC

RIA

CRD#: 117238

TACOMA, WA

Past

June 25, 2012 - October 22, 2012

BF/ANDERSON

RIA

CRD#: 109050

BATON ROUGE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(10/24/2013)

IAR

Texas
(10/24/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/22/2012

Uniform Investment Adviser Law Examination

Current Firm

BF/ANDERSON

B F ANDERSON & CO. INC | BF/ANDERSON | B F ANDERSON & CO. INC.

CRD#: 109050 / SEC#: 801-56258

RIA

Registered Investment Advisory firm - (5/22/2012 Terminated)

Louisiana

Registered Investment Advisory firm - (5/21/2012 Approved)

Texas

Registered Investment Advisory firm - (2/24/2012 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2237 South Acadian Thruway Suite 605, Baton Rouge, LA 70808

Mailing Address

Phone number

(225) 926-8050

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	92
AUM (Assets Under Management)	$ 58,934,437

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Amy E. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Engel Anderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

BF/ANDERSON

PURCELL ADVISORY SERVICES, LLC

BF/ANDERSON

State Registrations and Notice Filings

Exams

Series 65

Date: 6/22/2012

Current Firm

BF/ANDERSON

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BF/ANDERSON

TRUST BUT VERIFY

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