Matthew Valentine

PL WEALTH ADVISORS

Salt Lake City, UT 84101

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CRD#: 6032699

Professional summary

Matthew Valentine, who also goes by Matt Valentine, is a registered financial advisor currently at PL WEALTH ADVISORS, LLC located in Salt Lake City, Utah.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Matthew has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matt Valentine

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Matthew Valentine Inv rel: Y Add: 5905 N Stafford Ln, Meridian ID 83642 Nature: ind life ins, health ins, grp life ins, grp health ins Position: agent Start date: 04/01/2011 No. HR/MO: 5 No. HR/MO during sec trading: 5. Valentine Financial LLC, income flows through this LLC, all hours are regular business hours. Valentine Realty DBA, joint owner with Annie Valentine Real Estate, all hours are regular business hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Valentine's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 8, 2023 - Present

PL WEALTH ADVISORS, LLC

Office #1: 650 South 500 West Suite 128, Salt Lake City, UT 84101

RIA

CRD#: 170887

Salt Lake City, UT

Past

June 6, 2018 - February 10, 2021

LEGACY WEALTH MANAGEMENT, LLC

RIA

CRD#: 174767

Meridian, ID

Past

July 27, 2012 - March 27, 2017

MML INVESTORS SERVICES, LLC

CRD#: 10409

Meridian, ID

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(2/8/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/6/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/30/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/27/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/26/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PL WEALTH ADVISORS, LLC

CRD#: 170887 / SEC#:

California

Registered Investment Advisory firm - (6/16/2023 Terminated)

Florida

Registered Investment Advisory firm - (9/9/2025 Approved)

Idaho

Registered Investment Advisory firm - (4/11/2023 Approved)

Illinois

Registered Investment Advisory firm - (11/16/2021 Approved)

North Carolina

Registered Investment Advisory firm - (10/7/2025 Approved)

Pennsylvania

Registered Investment Advisory firm - (1/3/2022 Approved)

Texas

Registered Investment Advisory firm - (4/14/2022 Approved)

Utah

Registered Investment Advisory firm - (2/24/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

650 South 500 West Suite 128, Salt Lake City, UT 84101

Mailing Address

Phone number

(800) 870-8670

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Matthew Valentine

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Valentine's CRS (Customer Relationship Summary).

Certified licenses

Experience

PL WEALTH ADVISORS, LLC

LEGACY WEALTH MANAGEMENT, LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/6/2018

Series 63

Date: 7/30/2012

SIE

Date: 3/27/2017

Series 6

Date: 7/26/2012

Current Firm

PL WEALTH ADVISORS, LLC

Contact information

Documents

Red Flags

Company Information

PL WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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