Mark E. Boone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Edwin Boone MR., who also goes by Mark Edwin Boone, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1977. Mark had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2009 - August 17, 2018
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
January 16, 2008 - February 16, 2021
WESTERN RESERVE RESOURCES CORPORATION
March 10, 2004 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
December 2, 2003 - December 31, 2007
WESTERN RESERVE RESOURCES CORPORATION
April 1, 1987 - August 17, 2018
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 17, 1981 - April 8, 1987
ILG SECURITIES CORPORATION
December 5, 1977 - April 30, 1987
FINANCIAL AMERICA SECURITIES, INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
