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Katherine E. Olson
CETERA INVESTMENT ADVISERS LLC
Moline, IL
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CRD#: 6032289
KO
Professional summary
Katherine E Olson, who also goes by Katherine Elizabeth Olson, Katherine Elizabeth White, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Moline, Illinois and CETERA INVESTMENT SERVICES LLC located in El Segundo, California.
Katherine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Katherine has worked at 7 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Katherine Elizabeth Olson | Katherine Elizabeth White
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: KAMARI HOMES LLC, KAMARI HOME INSPECTION INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: HOME INSPECTION START DATE: 8/2022 POSITION/TITLE/RELATIONSHIP: HOME INSPECTOR APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: PROVIDE LIMITED, NON-INVASIVE EXAMINATION OF STRUCTURE AND SYSTEMS OF A HOME;
CRS (Client Relationship Summary) - RIA
Click below to view Katherine E Olson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
Moline, IL
Current
March 24, 2023 - Present
CETERA INVESTMENT SERVICES LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245BD
CRD#: 15340
El Segundo, CA
Current
March 24, 2023 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245BD
CRD#: 13572
El Segundo, CA
Current
March 24, 2023 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245BD
CRD#: 10358
El Segundo, CA
Current
March 24, 2023 - Present
CETERA ADVISORS LLC
Office #1: 2301 Rosecrans Ave #5100, El Segundo, CA 90245BD
CRD#: 10299
El Segundo, CA
Past
March 27, 2023 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
July 3, 2017 - November 29, 2021
AUSDAL FINANCIAL PARTNERS, INC.
RIA
CRD#: 7995
DAVENPORT, IA
Past
June 30, 2017 - November 29, 2021
AUSDAL FINANCIAL PARTNERS, INC.
BD
CRD#: 7995
DAVENPORT, IA
Past
March 23, 2015 - July 13, 2016
AUSDAL FINANCIAL PARTNERS, INC.
RIA
CRD#: 7995
DAVENPORT, IA
Past
January 20, 2015 - July 13, 2016
AUSDAL FINANCIAL PARTNERS, INC.
BD
CRD#: 7995
DAVENPORT, IA
Past
September 26, 2012 - August 26, 2013
WADDELL & REED
RIA
CRD#: 866
DAVENPORT, IA
Past
July 11, 2012 - August 26, 2013
WADDELL & REED
BD
CRD#: 866
DAVENPORT, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/28/2023)
RR
Alaska(4/28/2023)
RR
Arizona(3/29/2023)
RR
Arkansas(4/28/2023)
RR
California(4/28/2023)
RR
Colorado(3/24/2023)
RR
Connecticut(3/27/2023)
RR
Delaware(4/28/2023)
RR
District of Columbia(3/24/2023)
RR
Florida(3/24/2023)
RR
Georgia(4/28/2023)
RR
Hawaii(4/28/2023)
RR
Idaho(4/7/2023)
RR
Illinois(3/27/2023)
IAR
Illinois(6/29/2023)
RR
Indiana(4/28/2023)
RR
Iowa(4/28/2023)
RR
Kansas(4/28/2023)
RR
Kentucky(4/28/2023)
RR
Louisiana(3/24/2023)
RR
Maine(3/27/2023)
RR
Maryland(3/24/2023)
RR
Massachusetts(4/28/2023)
RR
Michigan(4/28/2023)
RR
Minnesota(4/28/2023)
RR
Mississippi(4/28/2023)
RR
Missouri(4/28/2023)
RR
Montana(4/28/2023)
RR
Nebraska(4/28/2023)
RR
Nevada(4/27/2023)
RR
New Hampshire(4/28/2023)
RR
New Jersey(4/28/2023)
RR
New Mexico(4/28/2023)
RR
New York(4/28/2023)
RR
North Carolina(4/28/2023)
RR
North Dakota(4/28/2023)
RR
Ohio(4/28/2023)
RR
Oklahoma(4/28/2023)
RR
Oregon(4/28/2023)
RR
Pennsylvania(4/28/2023)
RR
Puerto Rico(3/24/2023)
RR
Rhode Island(4/28/2023)
RR
South Carolina(4/28/2023)
RR
South Dakota(4/28/2023)
RR
Tennessee(4/28/2023)
RR
Texas(4/28/2023)
IAR
Texas(9/1/2023)
RR
Utah(4/28/2023)
RR
Vermont(4/28/2023)
RR
Virgin Islands(4/28/2023)
RR
Virginia(4/28/2023)
RR
Washington(4/28/2023)
RR
West Virginia(4/28/2023)
RR
Wisconsin(4/28/2023)
RR
Wyoming(4/28/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
