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DM

Domenic Miele

ALTO SECURITIES
Nashville, TN 37203
Some features on this profile are disabled
CRD#: 6032198
DM

Professional summary

Domenic Miele, who also goes by Domenic (nmn) Miele, Domenic Miele, is a registered financial professional currently at ALTO SECURITIES, LLC located in Nashville, Tennessee.

Domenic is registered as a RR (Registered Representative) and started their career in finance in 2012. Domenic has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Domenic (nmn) Miele | Domenic Miele

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Domenic Miele's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 16, 2026 - Present

ALTO SECURITIES, LLC

Office #1: 500 11th Avenue N Suite 790, Nashville, TN 37203
BD
CRD#: 318536
Nashville, TN
Past

October 28, 2025 - January 14, 2026

CHARDAN CAPITAL MARKETS LLC

BD
CRD#: 120128
NEW YORK, NY
Past

January 18, 2022 - September 29, 2025

WILLOW WEALTH MARKETS LLC

BD
CRD#: 172295
New York, NY
Past

April 25, 2012 - January 19, 2022

STONEHAVEN, LLC

BD
CRD#: 118913
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(1/16/2026)
RR
Tennessee
(1/16/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 6/22/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/23/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 9/17/2013
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 4/24/2012
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/30/2012
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ALTO SECURITIES, LLC
ALTO SECURITIES, LLC

CRD#: 318536 / SEC#: , 8-70863

BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information

Main Address
500 11th Avenue N Suite 790, Nashville, TN 37203
Mailing Address
500 11th Avenue N Suite 790, Nashville, TN 37203
Phone number
(732) 609-4758
Established
Delaware since 12/20/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ALTO SOLUTIONS, INC.OWNER
HARRIGAN, SCOTT MICHAELCHIEF EXECUTIVE OFFICER / MANAGER4399207
MIELE, DOMENICCHIEF COMPLIANCE OFFICER6032198
ROMERO, MONIQUE VICTORIAFINOP / PFO / POO

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALTO SECURITIES, LLC

CRD#: 318536Nashville, TN 37203

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