Christopher M. Jex
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Michael Jex, who also goes by Christopher Jex, Chris Michael Jex, Christopher Michael Jex, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2012. Christopher had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 5, 2022 - June 3, 2024
FISHER INVESTMENTS
July 2, 2020 - June 10, 2022
TD AMERITRADE, INC.
October 3, 2019 - July 16, 2020
J.P. MORGAN SECURITIES LLC
September 28, 2017 - June 26, 2019
FIDELITY BROKERAGE SERVICES LLC
May 7, 2012 - December 4, 2013
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 360,116 |
| AUM (Assets Under Management) | $ 298,729,428,900 |
Red Flags
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