Ryan D. Koenig
Professional summary
Ryan David Koenig, who also goes by Ryan D Koenig, Ryan Koenig, is a registered financial advisor currently at FARTHER located in Buffalo, New York.
Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Ryan has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ryan David Koenig's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 6, 2020 - Present
FARTHER
February 5, 2019 - February 27, 2020
APEX CLEARING CORPORATION
November 13, 2013 - November 19, 2018
PERSONAL CAPITAL ADVISORS CORPORATION
October 31, 2012 - November 1, 2013
NATIONAL PLANNING CORPORATION
March 19, 2012 - November 1, 2013
NATIONAL PLANNING CORPORATION
Primary Firm SEC Registration
FARTHER
CRD#: 302050 / SEC#: 801-116721
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/19/2021)
(5/13/2024)
(5/19/2021)
Exams
Series 7TO
Date: 2/5/2019
General Securities Representative ExaminationCurrent Firm
FARTHER
CRD#: 302050 / SEC#: 801-116721
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 24,245 |
| AUM (Assets Under Management) | $ 7,523,810,877 |
Red Flags
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