Chris Dorville
Professional summary
Chris Dorville is a registered financial professional currently at BAY CREST PARTNERS, LLC located in New York, New York.
Chris is registered as a RR (Registered Representative) and started their career in finance in 2012. Chris has worked at 3 firms and has passed the Series 63, SIE, Series 57 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Chris Dorville's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2021 - Present
BAY CREST PARTNERS, LLC
Office #1: 40 Wall Street 42nd Floor, New York, NY 10005March 31, 2016 - December 21, 2020
TRADITION SECURITIES AND DERIVATIVES LLC
April 3, 2012 - April 25, 2016
TFS DERIVATIVES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2021)
(1/4/2021)
Exams
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
BAY CREST PARTNERS, LLC
CRD#: 39944 / SEC#: , 8-48931
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 16 |
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