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JL

James T. Larkin

Some features on this profile are disabled
CRD#: 6031700
JL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Thomas Larkin JR, ChFC®, who also goes by James Thomas Larkin, Jim Larkin, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 2012. James had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

James Thomas Larkin | Jim Larkin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
ChFC®

Chartered Financial Consultant

Experience

Past

December 3, 2019 - January 11, 2022

FINANCIAL PARTNERS, LLC

RIA
CRD#: 170002
SANTA FE, NM
Past

March 15, 2017 - November 22, 2019

FINANCIAL PARTNERS, LLC

RIA
CRD#: 170002
SANTA FE, NM
Past

March 8, 2017 - November 19, 2019

LPL FINANCIAL LLC

BD
CRD#: 6413
SANTA FE, NM
Past

March 14, 2014 - November 12, 2015

EAGLE STRATEGIES LLC

RIA
CRD#: 110826
ALBUQUERQUE, NM
Past

April 12, 2012 - November 6, 2015

NYLIFE SECURITIES LLC

BD
CRD#: 5167
ALBUQUERQUE, NM

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FP
FINANCIAL PARTNERS, LLC
FINANCIAL PARTNERS, LLC | NEW MEXICO FINANCIAL PARTNERS, LLC | GRENADIER FINANCIAL

CRD#: 170002 / SEC#: 801-110092

RIA
Registered Investment Advisory firm - (3/6/2017 Approved)
California
Registered Investment Advisory firm - (4/14/2017 Terminated)
Colorado
Registered Investment Advisory firm - (3/17/2017 Terminated)
New Mexico
Registered Investment Advisory firm - (3/15/2017 Terminated)
Texas
Registered Investment Advisory firm - (3/15/2017 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/5/2014
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 4/20/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/29/2013
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/11/2012
Investment Company Products/Variable Contracts Representative Examination

Current Firm

FP
FINANCIAL PARTNERS, LLC
FINANCIAL PARTNERS, LLC | NEW MEXICO FINANCIAL PARTNERS, LLC | GRENADIER FINANCIAL

CRD#: 170002 / SEC#: 801-110092

RIA
Registered Investment Advisory firm - (3/6/2017 Approved)
California
Registered Investment Advisory firm - (4/14/2017 Terminated)
Colorado
Registered Investment Advisory firm - (3/17/2017 Terminated)
New Mexico
Registered Investment Advisory firm - (3/15/2017 Terminated)
Texas
Registered Investment Advisory firm - (3/15/2017 Terminated)
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Contact information

Main Address
613 Old Santa Fe Trail, Santa Fe, NM 87505
Mailing Address
Phone number
(505) 795-7910
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

NMFP FORM ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts460
AUM (Assets Under Management)$ 145,637,622

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FINANCIAL PARTNERS, LLC

CRD#: 170002

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