NM
Norris R. Mcclane
LUTHER KING CAPITAL MANAGEMENT
San Antonio, TX 78209
Some features on this profile are disabled
CRD#: 6031658
NM
Professional summary
Norris Robert Mcclane, who also goes by Rob Mcclane, is a registered financial advisor currently at LUTHER KING CAPITAL MANAGEMENT CORPORATION located in San Antonio, Texas.
Norris is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Norris has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rob Mcclane
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SINCE 1997, MR. MCCLANE HAS BEEN A MEMBER OF MCCLANE PARTNERS, LLC, PRIVATE EQUITY FIRM; INVESTMENT RELATED; ROLE IS PRIMARILY PASSIVE, SPENDING APPROXIMATELY ONE HOUR QUARTERLY; REGISTERED OFFICE IS 250 W. NOTTINGHAM #310, SAN ANTONIO 78209. 2) SINCE 1999, MR. MCCLANE HAS BEEN THE PRESIDENT OF NORRIS ROBERT MCCLANE INTERNATIONAL, LLC. BUSINESS CONSULTING; NON-INVESTMENT RELATED. TIME DEVOTED IS LIMITED TO ONE HOUR, MONTHLY. REGISTERED OFFICE IS 250 W. NOTTINGHAM #310, SAN ANTONIO 78203. 3) SINCE 2019, MR. MCCLANE HAS HELD POSITIONS AT VANTAGE BANK AS DIRECTOR OF THE BOARD AND MEMBER OF THE AUDIT COMMITTEE. HIS DUTIES INCLUDE ATTENDING MONTHLY MEETINGS AT APPROXIMATELY 8HRS/MEETING. MR. MCCLANE IS AN INDEPENDENT DIRECTOR (NON FAMILY MEMBER) THAT HELPS THE BANK ON THE AUDIT COMMITTEE AND WITH STRATEGIC DIRECTION. MR. MCCLANE RECEIVES ADDITIONAL COMPENSATION FROM HIS ACTIVITIES AS A COMPANY MEMBER, DIRECTOR AND CONSULTANT. 4) SINCE 2012, MR. MCCLANE HAS HAD AN ONWNERSHIP IN LIFT THE SPIRITS, LLC. HE OWNED 51% OF THE COMPANY FROM 2012-2021. IN 2021, HIS OWNERSHIP INTEREST DROPPED TO 3.33%. THE COMPANY PRODUCES BEVERAGES AND IS NON-INVESTMENT RELATED. HE DEDICATES APPROXIMATLEY 2 HOURS/QUARTER TO THE COMPANY. REGISTERED OFFICE IS 250 W. NOTTINHAM #310, SAN ANTONION, TEXAS 78209.
CRS (Client Relationship Summary) - RIA
Click below to view Norris Robert Mcclane's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 7, 2022 - Present
LUTHER KING CAPITAL MANAGEMENT CORPORATION
Office #1: 5121 Broadway, San Antonio, TX 78209RIA
CRD#: 110093
San Antonio, TX
Past
September 5, 2014 - January 10, 2022
AVALON INVESTMENT & ADVISORY
RIA
CRD#: 112556
San Antonio, TX
Past
September 5, 2014 - January 10, 2022
AVALON WEALTH MANAGEMENT LLC
BD
CRD#: 162745
San Antonio, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LK
LUTHER KING CAPITAL MANAGEMENT CORPORATION
KING LUTHER CAPITAL MANAGMENT CORP ADV | LUTHER KING CAPITAL MANAGEMENT CORPORATION
CRD#: 110093 / SEC#: 801-14458
RIA
Registered Investment Advisory firm - (3/15/1979 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(1/7/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
LK
LUTHER KING CAPITAL MANAGEMENT CORPORATION
KING LUTHER CAPITAL MANAGMENT CORP ADV | LUTHER KING CAPITAL MANAGEMENT CORPORATION
CRD#: 110093 / SEC#: 801-14458
RIA
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Contact information
Main Address
301 Commerce Street Suite 1600, Fort Worth, TX 76102
Mailing Address
Phone number
(817) 332-3235
Established
Firm type
Fiscal year end
# of Employees
105
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,608 |
| AUM (Assets Under Management) | $ 30,147,517,560 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/20/2024 | ||
| 08/11/2023 | ||
| 12/09/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
