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Amy M Fredritz

Amy M. Fredritz

KESTRA PRIVATE WEALTH SERVICES
Upper Sandusky, OH 43351
Some features on this profile are disabled
CRD#: 6031347
Amy M Fredritz

Professional summary

Amy M Fredritz, who also goes by Amy Marie Boden, Amy M Fredritz, Amy Marie Fredritz, Amy Marie Williams, is a registered financial advisor currently at KESTRA PRIVATE WEALTH SERVICES, LLC located in Upper Sandusky, Ohio and KESTRA INVESTMENT SERVICES, LLC located in Upper Sandusky, Ohio.

Amy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Amy has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Amy Marie Boden | Amy M Fredritz | Amy Marie Fredritz | Amy Marie Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: ARC PRIVATE WEALTH POS: Wealth Manager NOB: Insurance INV REL: Yes NUMBER OF HOURS: 385 SECURITIES TRADING HOURS: 130 START DATE: 04/17/2024 ADDRESS: 1878 E Wyandot Ave Suite C, Upper Sandusky OH 43351 DESC: Financial Advisor Business Name: MARION FOUNDATION BOARD POS: Treasurer NOB: Board position (Board of Directors, Board of Trustees, etc.) INV REL: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 11/14/2024 ADDRESS: 1467 Mt. Vernon Avenue, Marion OH 43302 DESC: I would be receiving information at the meetings that I would then read to the other members. No money will be handled by myself.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy M Fredritz's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 17, 2024 - Present

KESTRA PRIVATE WEALTH SERVICES, LLC

Office #1: 103 Reservoir Road Suite C, Upper Sandusky, OH 43351
RIA
CRD#: 155193
Upper Sandusky, OH
Current

April 17, 2024 - Present

KESTRA INVESTMENT SERVICES, LLC

Office #1: 103 Reservoir Road, Upper Sandusky, OH 43351
BD
CRD#: 42046
Upper Sandusky, OH
Past

February 27, 2017 - April 19, 2024

EDWARD JONES

RIA
CRD#: 250
Marion, OH
Past

October 19, 2016 - April 19, 2024

EDWARD JONES

BD
CRD#: 250
Marion, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT

CRD#: 155193 / SEC#: 801-71936

RIA
Registered Investment Advisory firm - (11/22/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(4/25/2024)
RR
California
(4/17/2024)
RR
Florida
(4/18/2024)
RR
New Jersey
(4/17/2024)
RR
North Carolina
(4/23/2024)
RR
Ohio
(4/17/2024)
IAR
Ohio
(4/17/2024)
RR
South Carolina
(4/18/2024)
RR
Texas
(4/18/2024)
IAR
Texas
(4/18/2024)
RR
West Virginia
(5/9/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/24/2017
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/19/2016
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT

CRD#: 155193 / SEC#: 801-71936

RIA
Registered Investment Advisory firm - (11/22/2010 Approved)
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Contact information

Main Address
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
198

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA PRIVATE WEALTH SERVICES, LLC ADVISORENTERPRISE WRAP FEE BROCHURE (10/21/2025)
KPWS - BROCHURE (10/21/2025)

Regulatory assets under management

Total Number of Accounts27,816
AUM (Assets Under Management)$ 10,210,576,595

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
12/23/2024
Cover Page
Report
10/20/2023
Cover Page
Report
12/21/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KESTRA PRIVATE WEALTH SERVICES, LLC

CRD#: 155193Upper Sandusky, OH 43351

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