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Daniel N. Chavez

QUINBROOK CAPITAL PARTNERS LLC
New York, NY 10019
Some features on this profile are disabled
CRD#: 6031207
DC

Professional summary

Daniel Nmn Chavez, who also goes by Daniel Chavez, Daniel Chavez Fregoso, Daniel Nmn Chavez, is a registered financial professional currently at QUINBROOK CAPITAL PARTNERS LLC located in New York, New York.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 2022. Daniel has worked at 1 firm and has passed the Series 7TO, SIE, Series 79TO and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Daniel Chavez | Daniel Chavez Fregoso | Daniel Nmn Chavez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel Nmn Chavez's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 25, 2022 - Present

QUINBROOK CAPITAL PARTNERS LLC

Office #1: 75 Rockefeller Plaza Suite 24a, New York, NY 10019Office #2: 609 Main Street Suite 1950, Houston, TX 77002Office #3: 75 Rockefeller Plaza Suite 24a, New York, NY 10019
BD
CRD#: 313779
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 12/6/2021
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/9/2021
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79TO
Date: 10/4/2021
Investment Banking Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/9/2021
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

QC
QUINBROOK CAPITAL PARTNERS LLC
QUINBROOK CAPITAL PARTNERS LLC

CRD#: 313779 / SEC#: , 8-70725

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
75 Rockefeller Plaza Suite 24a, New York, NY 10019
Mailing Address
75 Rockefeller Plaza Suite 24a, New York, NY 10019
Phone number
+1 (646) 410-2850
Established
Delaware since 02/25/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (47 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
QUINBROOK INFRASTRUCTURE PARTNERS (JERSEY) LIMITEDSOLE MEMBER
CHAVEZ, DANIEL NMNGENERAL COUNSEL6031207
CHAVEZ, DANIEL NMNCEO6031207
KAPPOTIS, ERNEST DOMENICFINOP4871251
POLLARD, DONALD ROBERTCCO2181631

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

QUINBROOK CAPITAL PARTNERS LLC

CRD#: 313779New York, NY 10019

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