Mackenzie M. Richards

SK WEALTH MANAGEMENT

Providence, RI 02908-5757

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CRD#: 6031168

Professional summary

Mackenzie Moen Richards, CFP®, CPWA®, who also goes by Mackenzie M Richards, is a registered financial advisor currently at SK WEALTH MANAGEMENT, LLC located in Providence, Rhode Island.

Mackenzie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Mackenzie has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mackenzie M Richards

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mackenzie Moen Richards's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2015

CPWA^®

Certified Private Wealth Advisor

Start date: 2021-05-20

Expire date: 2023-04-30

Experience

Current

February 28, 2021 - Present

SK WEALTH MANAGEMENT, LLC

Office #1: 50 Holden St, Providence, RI 02908-5757

RIA

CRD#: 6413

ATTLEBORO, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SK WEALTH MANAGEMENT, LLC

CORRIGAN FINANCIAL OF PROVIDENCE LLC | SKM WEALTH MANAGEMENT LLC | SK WEALTH MANAGEMENT, LLC | SK WEALTH

CRD#: 109114 / SEC#: 801-56304

RIA

Registered Investment Advisory firm - (3/15/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Rhode Island
(2/28/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/23/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/12/2012

General Securities Representative Examination

Current Firm

SK WEALTH MANAGEMENT, LLC

CORRIGAN FINANCIAL OF PROVIDENCE LLC | SKM WEALTH MANAGEMENT LLC | SK WEALTH MANAGEMENT, LLC | SK WEALTH

CRD#: 109114 / SEC#: 801-56304

RIA

Registered Investment Advisory firm - (3/15/1999 Approved)

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Contact information

Main Address

50 Holden St, Providence, RI 02908-5757

Mailing Address

Phone number

(401) 331-1575

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SK WEALTH MANAGEMENT, LLC PART 2A 12.31.25 (1/30/2026)

Regulatory assets under management

Total Number of Accounts	1,206
AUM (Assets Under Management)	$ 638,952,784

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mackenzie M. Richards

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mackenzie Moen Richards's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

STRATOS WEALTH PARTNERS, LTD

LPL FINANCIAL LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

SK WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/23/2013

SIE

Date: 10/1/2018

Series 7

Date: 9/12/2012

Current Firm

SK WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SK WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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