Robert M. Heine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Matthew Heine was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1977. Robert had worked at 6 firms and has passed the Series 63, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2010 - November 9, 2012
TEMPLAR SECURITIES, LLC
March 8, 1995 - February 27, 1997
CREDIT SUISSE SECURITIES (USA) LLC
September 30, 1993 - March 17, 1995
DEUTSCHE BANK SECURITIES INC.
December 9, 1988 - September 30, 1993
DEUTSCHE BANK GOVERNMENT SECURITIES, INC
February 11, 1982 - November 14, 1984
UBS FINANCIAL SERVICES INC.
November 19, 1977 - October 12, 1981
FITTIN, CUNNINGHAM & LAUZON, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TEMPLAR SECURITIES, LLC
CRD#: 148255 / SEC#: , 8-67994
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DICKEY, ROBERT STUART | MEMBER | |
| HEINE, ROBERT MATTHEW | MEMBER | 603114 |
| GARY SAGUI REVOCABLE TRUST | MEMBER | |
| SAGUI, MATTHEW QUENTIN | MEMBER | |
| JANE SAGUI ONE NINE NINE NINE IREVOCABLE TRUST | MEMBER | |
| MAUREEN SAGUI REVOCABLE TRUST | MEMBER | |
| SAGUI, GARY VINCENT | MANAGING MEMBER |
Red Flags
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