MR
Martha W. Royan
TRANSAMERICA FINANCIAL ADVISORS
Kirtland, OH 44094
Some features on this profile are disabled
CRD#: 6031104
MR
Professional summary
Martha Walter Royan, who also goes by Martha Jane Walter, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Kirtland, Ohio.
Martha is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Martha has worked at 1 firm and has passed the Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Martha Jane Walter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Pinnacle Financial Services /0122-Present/ Investment Related: No / A-101 Warminister, PA 18974 / General Agent / Insurance Sales / Hrs. Work Monthly: 80 / Sec Trading Hrs: 4 / See attached Life Mastery Consulting / 0521-Present / Investment Related: No / 1159 Plainfield Rd. South Euclid, OH 44121 / Coach / Life Coaching / Hrs Work Monthly: 40 / Sec Trading Hrs: 1 / Conducting calls and workshops with enrollees. Giving workshops to introduce potential new enrollees to evocative coaching and dream building MWR Consulting, LLC / 0716-Present / Investment Related: No / 2775 Bishop Road, Suite B, Willoughby Hills, OH 44092 / Owner / Medicare Insurance through AARP United Healthcare / Hrs Work Monthly: 29 / Sec Trading Hrs: 2 / As Needed ownership activities College Loan Freedom/0420-Present / Investment Related: No / 129 W Lake Mead Pkwy #19 Henderson, UT 89015 / Referrer / Restructure Stud Loans / Hrs Work Monthly: 10 / Sec Trading Hrs: 0 / If someone has overwhelming student debt I refer them to this company. United HealthCare/ 1111-Present/ Investment Related: No/ 1001 Lakeside Ave. E Cleveland, OH 44114 / Hrs Work Monthly: 60 / Sec Trading Hrs: 2 / Meeting with Medicare eligible clients to educate and access the best plan for them. MWR Consulting, LLC/No/35784 LAKELAND BLVD EASTLAKE OH 44095/Medicare insurance through AARP United Healthcare/Owner/07.11.2016/29/2/As needed ownership activities. NetLaw / 0119-Present / INVESTMENT RELATED: NO /12910 Shelbyville Rd. Suite 124 Louisville, KY 40243 /Referral Agent / Estate Law practice / hrs work monthly: 3/ Sec trading hrs: 0 / Introduce people to this company to complete a will, power of Attorney and other Estate planning documents on their own. CHAMPION HEALTH POSITION: independent sales rep NATURE: Health Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2023 ADDRESS: 7272 E. Indian School Rd, #540, Scottsdale AZ 85251, United States DESCRIPTION: Introduce companies to overlapping preventative Health Insurance for employees.
CRS (Client Relationship Summary) - RIA
Click below to view Martha Walter Royan's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Martha Walter Royan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 11, 2013 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 9328 Chillicothe Rd., Kirtland, OH 44094RIA
BD
CRD#: 16164
Kirtland, OH
Current
February 22, 2012 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 9328 Chillicothe Rd., Kirtland, OH 44094RIA
BD
CRD#: 16164
Kirtland, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Ohio(2/22/2012)
IAR
Ohio(3/11/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
