Adam M. Hogue
FLAGSHIP HARBOR ADVISORS
North Andover, MA 01845
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CRD#: 6031010
Professional summary
Adam Michael Hogue, CFP® is a registered financial advisor currently at FLAGSHIP HARBOR ADVISORS, LLC located in North Andover, Massachusetts and LPL FINANCIAL LLC located in North Andover, Massachusetts.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Adam has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
What are your service offerings?
Investment Planning
Employee and Employer Plan Ben...
Education Planning
Retirement Income Management
Insurance Planning
Comprehensive Financial Planni...
Budgeting
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)1/3/17- BAY FINANCIAL ASSOCIATES, LLC- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- start date 12/1/16- 100% 2)1/3/17- Non-Variable Insurance- Inv. Related- Lincoln, MA - Start date 12/1/16- 5% 3)1/3/17- AUTHOR - Inv. Related- Lincoln, MA- start date 10/1/2012- 1% 4) 9/16/2018 - Michaud Insurance Agency - Investment Related - At Reported Business Location(s) - Property and Casualty - Start Date: 03/01/2018 - 10 Hours Per Month/10 Hours During Securities Trading. 5) 10/29/2019 - NEW WEALTH FINANCIAL, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 10/31/2016 - 0 Hours Per Month. 6) 2/6/2020 - Northern Peak Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/10/2020 - 40 Hours Per Month During Securities Trading. 7) 3/9/2020 - Flagship Harbor Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 02/03/2020 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through Flagship Harbor Advisors LLC, an independent investment advisor firm. I started this business activity in 3/2020. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8) 04/11/2025 - US Army Reserve - Not Investment Related - Other - US Army Reserve - Fort Devens, MA - Start Date:04/01/2025 - 16 Hrs/Mth - 0 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Adam Michael Hogue's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2014
Experience
Current
February 7, 2020 - Present
FLAGSHIP HARBOR ADVISORS, LLC
Office #1: 867 Turnpike Street Suite 216, North Andover, MA 01845RIA
CRD#: 155733
North Andover, MA
Current
January 3, 2017 - Present
LPL FINANCIAL LLC
Office #1: 867 Turnpike St, Suite 216, North Andover, MA 01845RIA
BD
CRD#: 6413
North Andover, MA
Past
January 18, 2017 - October 6, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
DANVERS, MA
Past
February 5, 2013 - May 15, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
DANVERS, MA
Past
December 21, 2012 - May 15, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
DANVERS, MA
Past
April 25, 2012 - November 20, 2012
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
WALTHAM, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FH
FLAGSHIP HARBOR ADVISORS, LLC
3MERITUS WEALTH MANAGEMENT | TRESTLEBRIDGE CAPITAL | TINKHAM WEALTH MANAGEMENT | THRIVE WEALTH STRATEGIES | THORNE FINANCIAL PARTNERS | SHEVLIN WEALTH MANAGEMENT | SHEPARD FINANCIAL | SEASHORE FINANCIAL | SCHRUMM FINANCIAL | RISING TIDE CAPITAL | PARKER WEALTH MANAGEMENT | PARADIGM PRIVATE WEALTH | NORTHERN PEAK WEALTH MANAGEMENT | NORTHERN PEAK FINANCIAL | MUNROE MORROW WEALTH MANAGEMENT | MIRICA WEALTH | MCGUIGAN FINANCIAL | MAITLAND FINANCIAL GROUP | LAURENZ FINANCIAL | KEFAUVER FINANCIAL PLANNING & WEALTH MANAGEMENT | KARRIS & CO. | INTEGRITAS FINANCIAL ADVISORS | GOLDSON FINANCIAL | FLAGSHIP HARBOR ADVISORS, LLC | FIELDSTONE WEALTH MANAGEMENT | FENTON FINANCIAL GROUP | CURRENCY CAMP | CONCIERGE WEALTH MANAGEMENT | CHARTHOUSE CAPITAL | BRANDT WEALTH ADVISORS | BERRY MANAGEMENT, LLC | BERGSTRESSER FINANCIAL | AVERY WEALTH MANAGEMENT | ATLAS PRIVATE WEALTH ADVISORS | ARC FINANCIAL | ANDREASEN FINANCIAL
CRD#: 155733 / SEC#: 801-71997
RIA
Registered Investment Advisory firm - (12/8/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/11/2021)
RR
Arizona(1/25/2017)
RR
California(4/24/2020)
RR
Colorado(11/24/2021)
RR
Connecticut(1/25/2017)
RR
Florida(10/13/2017)
RR
Illinois(3/22/2017)
RR
Kansas(1/5/2023)
RR
Maine(8/29/2018)
RR
Massachusetts(1/3/2017)
IAR
Massachusetts(2/7/2020)
RR
Michigan(5/9/2019)
RR
Nebraska(10/16/2024)
RR
Nevada(7/27/2021)
RR
New Hampshire(1/17/2017)
RR
New Jersey(1/6/2022)
RR
New York(3/9/2017)
RR
North Carolina(1/6/2022)
RR
Ohio(1/7/2022)
RR
Pennsylvania(10/26/2021)
RR
Rhode Island(4/24/2020)
RR
South Carolina(7/18/2017)
RR
Texas(10/26/2021)
RR
Vermont(1/25/2017)
RR
Virginia(2/25/2021)
RR
Washington(1/25/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FH
FLAGSHIP HARBOR ADVISORS, LLC
3MERITUS WEALTH MANAGEMENT | TRESTLEBRIDGE CAPITAL | TINKHAM WEALTH MANAGEMENT | THRIVE WEALTH STRATEGIES | THORNE FINANCIAL PARTNERS | SHEVLIN WEALTH MANAGEMENT | SHEPARD FINANCIAL | SEASHORE FINANCIAL | SCHRUMM FINANCIAL | RISING TIDE CAPITAL | PARKER WEALTH MANAGEMENT | PARADIGM PRIVATE WEALTH | NORTHERN PEAK WEALTH MANAGEMENT | NORTHERN PEAK FINANCIAL | MUNROE MORROW WEALTH MANAGEMENT | MIRICA WEALTH | MCGUIGAN FINANCIAL | MAITLAND FINANCIAL GROUP | LAURENZ FINANCIAL | KEFAUVER FINANCIAL PLANNING & WEALTH MANAGEMENT | KARRIS & CO. | INTEGRITAS FINANCIAL ADVISORS | GOLDSON FINANCIAL | FLAGSHIP HARBOR ADVISORS, LLC | FIELDSTONE WEALTH MANAGEMENT | FENTON FINANCIAL GROUP | CURRENCY CAMP | CONCIERGE WEALTH MANAGEMENT | CHARTHOUSE CAPITAL | BRANDT WEALTH ADVISORS | BERRY MANAGEMENT, LLC | BERGSTRESSER FINANCIAL | AVERY WEALTH MANAGEMENT | ATLAS PRIVATE WEALTH ADVISORS | ARC FINANCIAL | ANDREASEN FINANCIAL
CRD#: 155733 / SEC#: 801-71997
RIA
Registered Investment Advisory firm - (12/8/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
346 Commercial Street, Boston, MA 02109
Mailing Address
Phone number
(857) 350-4229
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (37 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,382 |
| AUM (Assets Under Management) | $ 3,008,478,711 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FLAGSHIP HARBOR ADVISORS, LLC
CRD#: 155733North Andover, MA 01845TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
