Christopher J. Haigh

ICONOCLASTIC CAPITAL MANAGEMENT LLC

Rochester, NY 14607

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CRD#: 6030776

Professional summary

Christopher Jon Haigh, CFP® is a registered financial advisor currently at ICONOCLASTIC CAPITAL MANAGEMENT LLC located in Rochester, New York.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Christopher has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Biography

Iconoclast: A person who defies traditional or popular institutions out of the belief for the social good.

Question & Answer

What are your service offerings?

Retirement Planning

Insurance Planning

Estate Planning

Budgeting

Investment Planning

Comprehensive Financial Planni...

Do you have an area of expertise or specialization?

Business Owners

Cash Flow/Budgets/Credit Issue...

Corporate Executives

Entrepreneurs

Fixed Fee (Subscription, Retai...

Generation X

What is your minimum asset requirement?

100K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Jon Haigh's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

September 27, 2021 - Present

ICONOCLASTIC CAPITAL MANAGEMENT LLC

Office #1: 17 Prince Street, Rochester, NY 14607

RIA

CRD#: 310132

Rochester, NY

Past

July 20, 2012 - August 19, 2020

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Pittsford, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ICONOCLASTIC CAPITAL MANAGEMENT LLC

ICONO CAPITAL | ICONOCLASTIC CAPITAL MANAGEMENT LLC

CRD#: 310132 / SEC#: 801-133877

RIA

Registered Investment Advisory firm - (9/30/2025 Approved)

New York

Registered Investment Advisory firm - (11/10/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(9/27/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/4/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/11/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/19/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ICONOCLASTIC CAPITAL MANAGEMENT LLC

ICONO CAPITAL | ICONOCLASTIC CAPITAL MANAGEMENT LLC

CRD#: 310132 / SEC#: 801-133877

RIA

Registered Investment Advisory firm - (9/30/2025 Approved)

New York

Registered Investment Advisory firm - (11/10/2025 Terminated)

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Contact information

Main Address

17 Prince Street, Rochester, NY 14607

Mailing Address

Phone number

(585) 504-1616

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ICONOCLASTIC ADV PART 2A AND 2B (9/24/2025)

Regulatory assets under management

Total Number of Accounts	124
AUM (Assets Under Management)	$ 55,244,012

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher J. Haigh

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Jon Haigh's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

ICONOCLASTIC CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/4/2012

SIE

Date: 10/1/2018

Series 7

Date: 5/11/2017

Series 6

Date: 7/19/2012

Current Firm

ICONOCLASTIC CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ICONOCLASTIC CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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