Daniel E. Mcshea
Professional summary
Daniel Edward Mcshea is a registered financial professional currently at CABOT LODGE SECURITIES LLC located in Woodstock, Georgia.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1975. Daniel has worked at 13 firms and has passed the Series 63, SIE, Series 5, PC and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Edward Mcshea's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 10, 2019 - Present
CABOT LODGE SECURITIES LLC
February 5, 2019 - September 18, 2019
IFS SECURITIES
January 15, 2016 - February 7, 2019
HERBERT J. SIMS CAPITAL MANAGEMENT, INC.
January 8, 2016 - February 7, 2019
HERBERT J. SIMS & CO, INC.
May 7, 2013 - January 11, 2016
WESTPORT RESOURCES MANAGEMENT INC
June 22, 2012 - January 11, 2016
SMH CAPITAL INVESTMENTS LLC
September 20, 2011 - June 25, 2012
CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC
March 23, 2011 - June 25, 2012
CAPITAL GUARDIAN, LLC
January 1, 2008 - March 23, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - March 23, 2011
WELLS FARGO CLEARING SERVICES, LLC
July 18, 1994 - January 1, 2008
A. G. EDWARDS & SONS, INC.
June 4, 1990 - January 3, 2008
A. G. EDWARDS & SONS, INC.
September 17, 1979 - June 26, 1990
LEHMAN BROTHERS INC.
January 26, 1978 - September 17, 1979
LOEB PARTNERS
December 20, 1975 - February 20, 1978
M. GRIFFITH INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/11/2019)
(9/11/2019)
(9/27/2019)
(9/26/2019)
(9/11/2019)
(9/20/2019)
Exams
Series 5
Date: 10/17/1981
Interest Rate Options ExaminationPC
Date: 5/21/1980
AMEX Put and Call ExamFINRA
Current Firm
CABOT LODGE SECURITIES LLC
CRD#: 159712 / SEC#: , 8-69009
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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