JR
Joel R. Ransford
PLANNED SOLUTIONS
Folsom, CA 95630-8310
Some features on this profile are disabled
CRD#: 6030434
JR
Professional summary
Joel Robert Ransford, CFP® is a registered financial advisor currently at PLANNED SOLUTIONS, INC. located in Folsom, California.
Joel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Joel has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Planned Solutions, Inc. - 1130 Iron Point Road, Suite 170, Folsom, CA 95630 - 2011 start date - investment related - Tax preparation and tax planning - Tax advice, planning and income tax preparation - Private Corp - 100 hrs/mo trading
2. Planned Solutions, Inc. - 1130 Iron Point Road, Suite 170, Folsom, CA 95630 - 2011 start date - Investment related - Investment Advisor Representative, financial planning, retirement planning - Provide research, prepare and present retirement projections and financial plans. - Private Corp - 100 hrs/mo trading, Shareholder/Director
3. Smith, Robertson & Johnson Insurance Services, Inc. - 1130 Iron Point Road, Suite 170, Folsom, CA 95630 - 06/2016 start date - NIR - Insurance Services - Shareholder/Director - Private Corp - 0 hrs/mo trading
CRS (Client Relationship Summary) - RIA
Click below to view Joel Robert Ransford's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
September 9, 2015 - Present
PLANNED SOLUTIONS, INC.
Office #1: 1130 Iron Point Road #170, Folsom, CA 95630-8310RIA
CRD#: 105052
Folsom, CA
Past
February 5, 2015 - April 27, 2018
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
FOLSOM, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PS
PLANNED SOLUTIONS, INC.
PLANNED SOLUTIONS FINANCIAL & INSURANCE SERVICES, INC. | PLANNED SOLUTIONS, INC.
CRD#: 105052 / SEC#: 801-33162
RIA
Registered Investment Advisory firm - (11/25/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/9/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PS
PLANNED SOLUTIONS, INC.
PLANNED SOLUTIONS FINANCIAL & INSURANCE SERVICES, INC. | PLANNED SOLUTIONS, INC.
CRD#: 105052 / SEC#: 801-33162
RIA
Registered Investment Advisory firm - (11/25/1988 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1130 Iron Point Road #170, Folsom, CA 95630-8310
Mailing Address
Phone number
(916) 361-0100
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,126 |
| AUM (Assets Under Management) | $ 540,020,062 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PLANNED SOLUTIONS, INC.
CRD#: 105052Folsom, CA 95630-8310TRUST BUT VERIFY
Monitor Joel Ransford
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
