Skylar W. Smith
CETERA INVESTMENT ADVISERS LLC
SPRINGFIELD, MO 65804
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CRD#: 6030350
Professional summary
Skylar Wayne Smith, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Springfield, Missouri and CETERA FINANCIAL SPECIALISTS LLC located in Springfield, Missouri.
Skylar is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Skylar has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SOUTHEAST INTERNATIONAL HOTEL BROKERS; NOT INVESTMENT RELATED; 1930 E MEADOWMERE ST, SPRINGFIELD, MO 65804; COMMERCIAL REAL ESTATE BROKERS; START 3/2011; 0 HOURS/WEEK; SALES AGENT 2)NAME OF OTHER BUSINESS: KPM WEALTH ADVISORS LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, 9/2022 POSITION/TITLE/RELATIONSHIP: PARTNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: KPM CPAS PC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ACCOUNTING FIRM; START DATE: 9/2022; POSITION/TITLE/RELATIONSHIP: SHAREHOLDER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING DUTIES & SHAREHOLDER DUTIES; 4) NAME OF OTHER BUSINESS: GREENE COUNTY ESTATE PLANNING COUNCIL; INVESTMENT RELATED: NO; ADDRESS: CONVENES AT TWIN OAKS COUNTRY CLUB, SPRINGFIELD, MO 65807; NATURE OF BUSINESS: BOARD; START DATE: 04/2024; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER OFFICER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: HELP PLAN MEETING, SCHEDULE SPEAKERS, ORGANIZE CATERING AND MEMBERSHIPS;
CRS (Client Relationship Summary) - RIA
Click below to view Skylar Wayne Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2016
Experience
Current
May 14, 2015 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1445 East Republic Road, Springfield, MO 65804RIA
CRD#: 105644
SPRINGFIELD, MO
Current
May 14, 2015 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 1445 East Republic Road, Springfield, MO 65804BD
CRD#: 10358
Springfield, MO
Past
March 24, 2015 - April 17, 2015
WADDELL & REED
RIA
CRD#: 866
OVERLAND PARK, KS
Past
December 14, 2012 - April 17, 2015
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(10/15/2019)
RR
California(1/14/2021)
RR
Colorado(2/16/2023)
RR
Florida(9/8/2022)
RR
Illinois(9/8/2022)
RR
Kansas(8/30/2021)
RR
Massachusetts(1/24/2023)
RR
Missouri(5/14/2015)
IAR
Missouri(5/14/2015)
RR
Oklahoma(10/20/2020)
RR
Texas(10/20/2020)
IAR
Texas(10/20/2020)
RR
Washington(9/8/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Springfield, MO 65804TRUST BUT VERIFY
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