John Moulopoulos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Moulopoulos was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2012. John had worked at 3 firms and has passed the Series 63, SIE, Series 79, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2019 - August 31, 2020
SEABURY SECURITIES LLC
October 12, 2016 - July 10, 2017
AXIA CAPITAL MARKETS, LLC
March 12, 2012 - June 12, 2015
SEVEN POINTS CAPITAL, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 11/15/2012
Limited Representative-Equity Trader ExamCurrent Firm
SEABURY SECURITIES LLC
CRD#: 41916 / SEC#: , 8-49624
Contact information
FINRA licenses (13 States and Territories)
Documents
Red Flags
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