BN

Brittany L. Newman

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CRD#: 6030291
BN

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brittany Lynne Newman, who also goes by Britt Lynne Newman, Britt Newman, was a registered financial professional .

Brittany is a previously registered financial professional and started their career in finance in 2012. Brittany had worked at 1 firm and has passed the Series 63 exam.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Britt Lynne Newman | Britt Newman

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 5, 2012 - December 31, 2014

LIFEGUARD SECURITIES LLC

RIA
CRD#: 150909
MENTOR, OH

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam

Current Firm


LS
LIFEGUARD SECURITIES LLC
LIFEGUARD SECURITIES LLC

CRD#: 150909 / SEC#:

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Contact information


Main Address
7536 Mentor Ave, Mentor, OH 44060
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


LIFEGUARD SECURITIES LLC

CRD#: 150909

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