Aaron T. Wright
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aaron Thomas Wright, CFP®, who also goes by Aaron Wright, was a registered financial professional .
Aaron is a previously registered financial professional and started their career in finance in 2012. Aaron had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2017
Education
University of Massachusetts-Dartmouth
Bachelor of Science (BS) - Finance
2009
Experience
July 24, 2020 - March 17, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
July 16, 2020 - March 7, 2023
FIDELITY BROKERAGE SERVICES LLC
February 4, 2015 - July 13, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 4, 2015 - July 13, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 15, 2013 - January 12, 2015
SANTANDER SECURITIES LLC
July 9, 2013 - January 12, 2015
SANTANDER SECURITIES LLC
December 11, 2012 - June 4, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 19, 2012 - June 4, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIDELITY PERSONAL AND WORKPLACE ADVISORS
Financial ConsultantCRD#: 288590TRUST BUT VERIFY
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