Daniela Estima

ITAU INTERNATIONAL SECURITIES

Miami, FL 33131

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CRD#: 6030155

Professional summary

Daniela Estima, who also goes by Daniela Freitas Da Silva, Daniela Freitas Dasilva, Daniela Freitas Da Silva, is a registered financial advisor currently at ITAU INTERNATIONAL SECURITIES INC. located in Miami, Florida.

Daniela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Daniela has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniela Freitas Da Silva | Daniela Freitas Dasilva | Daniela Freitas Da Silva

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM AN INVESTMENT ADVISOR FOR BANCO ITAU INTERNATIONAL (BII) LOCATED AT 200 S. BISCAYNE BLVD. SUITE 2200, MIAMI, FL 33131. IT IS A US EDGE ACT BANKING ENTITY AND AFFILIATE OF IIS. THEIR WEBSITE IS WWW.ITAUPRIVATEBANK.COM. I ADVISE CLIENTS IN EQUITIES, FX, MUTUAL FUNDS, NDFS, STRUCTURED NOTES, AND OTC OPTIONS FOR CLIENTS OF MENTIONED ENTITY. COMPENSATION IS BASED ON SALARY AND ANNUAL BONUS PAID BY IIS. I SPEND APPROXIMATELY 5 HOURS PER WEEK DEVOTED TO IT DURING NORMAL BUSINESS HOURS (8AM TO 6PM).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniela Estima's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Daniela Estima's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 16, 2018 - Present

ITAU INTERNATIONAL SECURITIES INC.

Office #1: 200 S. Biscayne Blvd. Suite 2200, Miami, FL 33131Office #2: 200 S. Biscayne Blvd Suite 2200, Miami, FL 33131Office #3: 200 S. Biscayne Blvd Suite 2200, Miami, FL 33131

RIA

CRD#: 144769

Miami, FL

Current

June 8, 2016 - Present

ITAU INTERNATIONAL SECURITIES INC.

Office #1: 200 S. Biscayne Blvd. Suite 2200, Miami, FL 33131Office #2: 200 S. Biscayne Blvd. Suite 2200, Miami, FL 33131Office #3: 200 S. Biscayne Blvd Suite 2200, Miami, FL 33131

RIA

CRD#: 144769

Miami, FL

Past

July 2, 2014 - June 8, 2016

EFG CAPITAL ADVISORS INC.

RIA

CRD#: 112224

MIAMI, FL

Past

June 20, 2014 - June 8, 2016

EFG CAPITAL INTERNATIONAL

CRD#: 40118

MIAMI, FL

Past

October 8, 2012 - June 3, 2013

BRICKELL GLOBAL ADVISORY, INC.

RIA

CRD#: 156643

MIAMI, FL

Past

July 2, 2012 - June 3, 2013

BRICKELL GLOBAL MARKETS, INC.

CRD#: 104316

MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(2/22/2024)

Connecticut
(2/22/2024)

Florida
(6/8/2016)

IAR

Florida
(3/16/2018)

New York
(2/22/2024)

Texas
(2/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/11/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/30/2012

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ITAU INTERNATIONAL SECURITIES INC.

ITAU EUROPA SECURITIES INC. | ITAU SECURITIES | ITAU INTERNATIONAL SECURITIES INC.

CRD#: 144769 / SEC#: 801-112301, 8-67674

RIA

Registered Investment Advisory firm - SEC (7/22/2022 Terminated)

Florida

Registered Investment Advisory firm - SEC (7/19/2022 Approved)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

200 S. Biscayne Blvd. Suite 2200, Miami, FL 33131

Mailing Address

200 S. Biscayne Blvd. Suite 2200, Miami, FL 33131

Phone number

(305) 416-7813

Established

Delaware since 03/08/2007

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (5 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
ITAU BBA INTERNATIONAL PLC	DIRECT OWNER
AAGESEN, MARCELO	DIRECTOR - EXECUTIVE REPRESENTATIVE - HEAD OF MARKETS	6905674
BALTOVSKI, ALEXANDER	PRINCIPAL OPERATIONS OFFICER	2350828
BEYRUTI, FERNANDO MATTAR	DIRECTOR AND CHAIRMAN	6629310
BRITO DE LIMA, MARCIO	HEAD INVESTOR	6954691
COHEN, ALAN MARCEL	HEAD TRADER	6921752
DE OLIVEIRA MARQUES, FERNANDO LUIZ	HEAD OF COMMERCIAL	7861011
GAITAN, SARA CATALINA	CHIEF COMPLIANCE OFFICER AND ANTI-MONEY LAUNDERING COMPLIANCE OFFICER	4733588
GAMBA, THIAGO DA SILVA	CHIEF COMPLIANCE OFFICER - ITAU PRIVATE BANK MIAMI	6622732
GLYNN, MICHAEL GERARD	CHIEF FINANCIAL OFFICER, FINOP/PRINCIPAL FINANCIAL OFFICER	3219445
MOREIRA, PERCY AUGUSTO	DIRECTOR	4882443

Regulatory assets under management

Total Number of Accounts	34
AUM (Assets Under Management)	$ 56,559,226

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniela Estima

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniela Estima's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Daniela Estima's CRS (Customer Relationship Summary).

Certified licenses

Experience

ITAU INTERNATIONAL SECURITIES INC.

EFG CAPITAL ADVISORS INC.

EFG CAPITAL INTERNATIONAL

BRICKELL GLOBAL ADVISORY, INC.

BRICKELL GLOBAL MARKETS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/11/2012

SIE

Date: 10/1/2018

Series 7

Date: 6/30/2012

FINRA

Current Firm

ITAU INTERNATIONAL SECURITIES INC.

Contact information

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Red Flags

Company Information

ITAU INTERNATIONAL SECURITIES INC.

TRUST BUT VERIFY

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