Nicholas A. Gamblin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Alexander Gamblin, who also goes by Nick Gamblin, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2012. Nicholas had worked at 2 firms and has passed the Series 66, Series 7, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2014 - May 20, 2021
FORECAST FINANCIAL LLC
February 28, 2012 - June 6, 2013
TRADE-PMR INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 2/27/2012
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
FORECAST FINANCIAL LLC
CRD#: 168316 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 48 |
| AUM (Assets Under Management) | $ 8,481,800 |
Red Flags
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