Edward S. Deregowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Stanley Deregowski, who also goes by Edward Stanley Dereowski, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1982. Edward had worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2009 - October 4, 2019
SCF SECURITIES, INC.
September 8, 2009 - October 13, 2009
LPL FINANCIAL LLC
January 24, 1991 - September 8, 2009
ASSOCIATED SECURITIES CORP.
December 18, 1987 - February 1, 1991
PRUDENTIAL EQUITY GROUP, LLC
December 19, 1985 - January 1, 1988
L. F. ROTHSCHILD & CO. INCORPORATED
March 7, 1985 - December 23, 1985
B.O.C.L. SECURITIES CORP.
March 28, 1984 - March 19, 1985
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
June 1, 1982 - March 13, 1984
MUNICICORP OF CALIFORNIA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/10/1962
Registered Representative ExaminationCurrent Firm
SCF SECURITIES, INC.
CRD#: 47275 / SEC#: , 8-51760
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
