AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
DT

David Thibeault

CRD# 6029293·Registered 2015 - 2023
Previously Registered: Being a previously registered professional could mean that David is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

David Thibeault, who also goes by David Allan Thibeault, was a registered financial advisor. David was a previously registered financial professional and started their career in finance 2015 - 2023. David had worked at 19 firms and has passed the SIE, Series 99TO and Series 27 exams.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

David Allan Thibeault

Blog Corner

More Resources

Similar Advisors

Douglas Glenn Neal
AdvisorCheck Check Mark
Douglas Glenn Neal

LPL FINANCIAL LLC

BRENHAM, TX · CRD#
View profile
Guy David Peel
AdvisorCheck Check Mark
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
AdvisorCheck Check Mark
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
AdvisorCheck Check Mark
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Douglas Glenn Neal
AdvisorCheck Check Mark
Douglas Glenn Neal

LPL FINANCIAL LLC

BRENHAM, TX · CRD#
Guy David Peel
AdvisorCheck Check Mark
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
AdvisorCheck Check Mark
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
AdvisorCheck Check Mark
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

No current employment

Similar Advisors

Douglas Glenn Neal
AdvisorCheck Check Mark
Douglas Glenn Neal

LPL FINANCIAL LLC

BRENHAM, TX · CRD#
Guy David Peel
AdvisorCheck Check Mark
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
AdvisorCheck Check Mark
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
AdvisorCheck Check Mark
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Douglas Glenn Neal
AdvisorCheck Check Mark
Douglas Glenn Neal

LPL FINANCIAL LLC

BRENHAM, TX · CRD#
Guy David Peel
AdvisorCheck Check Mark
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
AdvisorCheck Check Mark
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
AdvisorCheck Check Mark
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

11 years registered in the securities industry

Current & Past Employments

Past

QUASAR DISTRIBUTORS, LLCPast·CRD# 103848
BD
Portland, ME
March 31, 2020 - September 1, 2023
FORESIDE FUND SERVICES, LLCPast·CRD# 46106
BD
Portland, ME
March 5, 2015 - September 1, 2023
SMEAD FUNDS DISTRIBUTORS, LLCPast·CRD# 173734
BD
Portland, ME
January 29, 2018 - November 14, 2019
STERLING CAPITAL DISTRIBUTORS, LLCPast·CRD# 103934
BD
Portland, ME
January 29, 2018 - November 14, 2019
FORESIDE DISTRIBUTION SOLUTIONS, LLCPast·CRD# 118787
BD
Portland, ME
January 29, 2018 - November 14, 2019
ORBIS INVESTMENTS (U.S.), LLCPast·CRD# 172663
BD
Portland, ME
January 29, 2018 - November 14, 2019
NORTHERN FUNDS DISTRIBUTORS, LLCPast·CRD# 45943
BD
Portland, ME
January 29, 2018 - November 14, 2019
MGI FUNDS DISTRIBUTORS, LLCPast·CRD# 35682
BD
Portland, ME
January 29, 2018 - November 14, 2019
IMST DISTRIBUTORS, LLCPast·CRD# 130745
BD
Portland, ME
January 29, 2018 - November 14, 2019
FUNDS DISTRIBUTOR, LLCPast·CRD# 7174
BD
Portland, ME
January 29, 2018 - November 14, 2019
FORESIDE INVESTMENT SERVICES, LLCPast·CRD# 30016
BD
Portland, ME
January 29, 2018 - November 14, 2019
FORESIDE GLOBAL SERVICES, LLCPast·CRD# 147382
BD
Portland, ME
January 29, 2018 - November 14, 2019
FORESIDE FUNDS DISTRIBUTORS LLCPast·CRD# 31334
BD
Portland, ME
January 29, 2018 - November 14, 2019
FORESIDE FINANCIAL SERVICES, LLCPast·CRD# 148477
BD
Portland, ME
January 29, 2018 - November 14, 2019
FORESIDE DISTRIBUTION SERVICES, L.P.Past·CRD# 15634
BD
Portland, ME
January 29, 2018 - November 14, 2019
FORESIDE ASSOCIATES, LLCPast·CRD# 13494
BD
Portland, ME
January 29, 2018 - November 14, 2019
FAIRHOLME DISTRIBUTORS, LLCPast·CRD# 150987
BD
Portland, ME
January 29, 2018 - November 14, 2019
COMPASS DISTRIBUTORS, LLCPast·CRD# 172662
BD
Portland, ME
January 29, 2018 - November 14, 2019
BD COMPLIANCE SOLUTIONS, LLCPast·CRD# 30188
BD
Portland, ME
January 29, 2018 - November 14, 2019

Similar Advisors

Douglas Glenn Neal
AdvisorCheck Check Mark
Douglas Glenn Neal

LPL FINANCIAL LLC

BRENHAM, TX · CRD#
Guy David Peel
AdvisorCheck Check Mark
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
AdvisorCheck Check Mark
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
AdvisorCheck Check Mark
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

QD
QUASAR DISTRIBUTORS, LLC

QUASAR DISTRIBUTORS, LLC

CRD#: 103848 / SEC#: 8-52323
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone Number

(866) 251-6920

Established

Delaware since 01/21/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER—
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENEVICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

Similar Advisors

Douglas Glenn Neal
AdvisorCheck Check Mark
Douglas Glenn Neal

LPL FINANCIAL LLC

BRENHAM, TX · CRD#
Guy David Peel
AdvisorCheck Check Mark
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
AdvisorCheck Check Mark
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
AdvisorCheck Check Mark
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Douglas Glenn Neal
AdvisorCheck Check Mark
Douglas Glenn Neal

LPL FINANCIAL LLC

BRENHAM, TX · CRD#
Guy David Peel
AdvisorCheck Check Mark
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
AdvisorCheck Check Mark
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
AdvisorCheck Check Mark
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 2015About the Series 27 exam

Similar Advisors

Douglas Glenn Neal
AdvisorCheck Check Mark
Douglas Glenn Neal

LPL FINANCIAL LLC

BRENHAM, TX · CRD#
Guy David Peel
AdvisorCheck Check Mark
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
AdvisorCheck Check Mark
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
AdvisorCheck Check Mark
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Douglas Glenn Neal
AdvisorCheck Check Mark
Douglas Glenn Neal

LPL FINANCIAL LLC

BRENHAM, TX · CRD#
Guy David Peel
AdvisorCheck Check Mark
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
AdvisorCheck Check Mark
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Douglas Paul Kinsey
AdvisorCheck Check Mark
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#