Jennifer S. Ringstaff

RIVERSTONE ASSET MANAGEMENT

Louisville, KY 40205

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CRD#: 6029231

Professional summary

Jennifer Susan Ringstaff, who also goes by Jennifer Susan Hassell, is a registered financial advisor currently at RIVERSTONE ASSET MANAGEMENT, LLC located in Louisville, Kentucky.

Jennifer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Jennifer has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jennifer Susan Hassell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

COMPUTERIZED ACCOUNTING SERVICES 2100 GARDINER LANE, SUITE 302A LOUISVILLE, KY 40205 POSITION: DIRECTOR/EMPLOYEE NATURE OF BUSINESS: BOOKKEEPING SERVICE START DATE: JANUARY 2008 LESS THAN 10% OF MS. RINGSTAFF'S TIME IS SPENT ON THIS ACTIVITY AND ALL OF THOSE HOURS ARE OUTSIDE SECURITIES TRADING HOURS LOUIS T. ROTH & CO., PLLC 2100 GARDINER LANE LOUISVILLE, KY 40205 NON-INVESTMENT RELATED PARTNER JANUARY 2008 TO PRESENT DEVOTES 50% OF HER TIME TO LTR, ALL OF WHICH ARE DURING SECURITIES TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Susan Ringstaff's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 28, 2012 - Present

RIVERSTONE ASSET MANAGEMENT, LLC

Office #1: 2100 Gardiner Lane, Suite 207, Louisville, KY 40205

RIA

CRD#: 161087

Louisville, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(6/28/2012)

IAR

Louisiana
(6/2/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/27/2012

Uniform Investment Adviser Law Examination

Current Firm

RIVERSTONE ASSET MANAGEMENT, LLC

LOUIS T. ROTH & CO. WEALTH MANAGEMENT | RIVERSTONE ASSET MANAGEMENT, LLC

CRD#: 161087 / SEC#:

Kentucky

Registered Investment Advisory firm - (5/23/2012 Approved)

Louisiana

Registered Investment Advisory firm - (6/2/2014 Approved)

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Contact information

Main Address

2100 Gardiner Lane, Suite 207, Louisville, KY 40205

Mailing Address

Phone number

(502) 882-5580

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	68
AUM (Assets Under Management)	$ 86,069,620

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jennifer S. Ringstaff

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Susan Ringstaff's CRS (Customer Relationship Summary).

Certified licenses

Experience

RIVERSTONE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/27/2012

Current Firm

RIVERSTONE ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RIVERSTONE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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