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Ronald John Kovack

CRD# 602923·Registered 1966 - 2020
Previously Registered: Being a previously registered professional could mean that Ronald is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ronald John Kovack, who also goes by Ronald J Kovack, was a registered financial advisor. Ronald was a previously registered financial professional and started their career in finance 1966 - 2020. Ronald had worked at 8 firms and has passed the Series 65, Series 63, SIE, PC, Series 1, Series 53, Series 27 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ronald J Kovack

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

60 years in the financial services industry

Current & Past Employments

LATIN SECURITIES INC.·CRD# 164117
BD
Miami, FL
January 30, 2014 - February 20, 2020
KOVACK SECURITIES INC.·CRD# 44848
RIA
Fort Lauderdale, FL
October 5, 2004 - August 15, 2006
KOVACK ADVISORS, INC.·CRD# 140808
RIA
Ft. Lauderdale, FL
October 5, 2004 - February 20, 2020
KOVACK SECURITIES INC.·CRD# 44848
BD
Fort Lauderdale, FL
June 15, 1998 - February 20, 2020
SECURITIES AMERICA, INC.·CRD# 10205
BD
Lavista, NE
March 25, 1996 - December 15, 1998
SUNPOINT SECURITIES, INC.·CRD# 25442
BD
Longview, TX
September 5, 1995 - February 28, 1996
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
November 27, 1984 - June 8, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
September 26, 1978 - February 8, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.·CRD# 572
BD
August 8, 1966 - September 26, 1978

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Current Firm

LS
LATIN SECURITIES INC.

KOVACK INTERNATIONAL SECURITIES INC | LATIN SECURITIES, INC. | LATIN SECURITIES INC. | LATIN SECURITIES INC | KOVACK INTERNATIONAL WEALTH MANAGEMENT, INC.

CRD#: 164117 / SEC#: 8-69086
Delaware
Registered Investment Advisory firm - SEC (11/28/2023 Approved)
Florida
Registered Investment Advisory firm - SEC (6/29/2023 Approved)
Wyoming
Registered Investment Advisory firm - SEC (10/30/2023 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

100 Se 2nd Street, Suite #3975, Miami, FL 33131

Mailing Address

100 Se 2nd Street, Suite #3975, Miami, FL 33131

Phone Number

(786) 579-0234

Established

Florida since 01/02/2012

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

# of Employees

6

FINRA licenses (14 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LATIN SECURITIES HOLDINGS, LLCSHAREHOLDER—
DAGLIO, ALINA ANASTASIACCO7470112
NILSSON, THOMAS MARTINCEO6157841
RAMIREZ, SEBASTIANCIO6181852
VELASQUEZ ELNESER, FARID ANDRESFINOP4865394
VICTORICA GARCIA, PATRICIACOO2788122

Regulatory Assets Under Management

Total Number of Accounts

37

AUM (Assets Under Management)

$48,918,929

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1982About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

PC — AMEX Put and Call Exam

Passed Sep 1977

Series 1 — Registered Representative Examination

Passed Aug 1966

Series 53 — Municipal Securities Principal Examination

Passed Feb 1997About the Series 53 exam

Series 27 — Financial and Operations Principal Examination

Passed Nov 1996About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Oct 1996About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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